Full-Time

Financial Crime Risk Investigator II

Posted on 1/30/2025

TD Bank

TD Bank

11-50 employees

Personalized wealth management and financial planning

Compensation Overview

CA$65.6k - CA$98.4kAnnually

Mid, Senior

Toronto, ON, Canada + 2 more

More locations: Ottawa, ON, Canada | Vancouver, BC, Canada

The job is based in Toronto, Ontario, Canada, with potential consideration for candidates in Ottawa and Vancouver.

Category
Risk Management
Finance & Banking
Required Skills
Risk Management
Data Analysis
Requirements
  • Undergraduate degree or relevant professional certifications, designations, or equivalent required
  • 3+ years relevant experience
Responsibilities
  • Conduct investigations of moderate complexity for both internal and external cases
  • Recommend for demarket and/or freezing accounts by the appropriate investigative unit
  • Conduct adjudications of moderate complexity
  • Provide QA/review and mentorship of a team
  • Conduct investigative analysis by collecting, assessing, and collating case file information for AML, Sanctions/ABAC & Financial Crime investigations
  • Conduct data analysis, manipulation and interpretation looking for patterns and anomalies
  • Initiate investigations and/or respond to emerging AML and Sanctions/ABAC risks
  • Assist with reviewing and investigating court orders (subpoenas) related to criminal actions
  • Assist and coordinate investigations with various law enforcement agencies as delegated
  • Prepare and deliver AML, Sanctions/ABAC & Financial Crime and/or fraud detection/loss prevention training or updates to Bank Employees or other agencies as assigned
  • Lead work streams by acting as a project lead for medium scale projects / initiatives in accordance with project management methodologies
  • Conduct reporting and/or meaningful analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs/policies/practices
  • Protect the interests of the organization – identify and manage risks, and escalate non-standard, high-risk transactions/activities as necessary
  • Maintain appropriate project records, databases, and information; report to management and others on project status and updates
  • Monitor service, productivity and assess efficiency levels within own function and implement continuous process/performance improvements where opportunities exist
  • Acquire and apply expertise in the discipline, provide guidance, assistance, and direction to Analysts, Investigators and others
  • Identify, recommend, and effectively execute standard practices applicable to the discipline
  • Adhere to internal policies/procedures and applicable regulatory guidelines
  • Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts
  • Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
  • Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/points of interest
  • Support the team by continuously enhancing knowledge/expertise in own area and participate in knowledge transfer within the team and business unit
  • Keep current on emerging trends/developments and grow knowledge of the business, related tools and techniques
  • Participate in personal performance management and development activities, including cross training within own team
  • Keep others informed and up to date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities
  • Contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate
  • Contribute to a fair, positive and equitable environment that supports a diverse workforce
  • Act as a brand champion for your business area/function and the bank, both internally and/or externally

TD Bank provides wealth management services aimed at helping Canadians grow, manage, and protect their wealth. Their approach involves understanding each client's unique goals through a detailed discovery process that incorporates behavioral finance to create a personalized Wealth Personality™ profile. This profile guides the development of a customized wealth strategy that adapts to the client's life priorities. Key services include building net worth, implementing tax-efficient strategies, protecting assets, and planning for legacy. TD Bank differentiates itself by focusing on personalized, goals-based financial planning rather than just numerical assessments, ensuring that clients receive tailored advice that evolves with their needs.

Company Size

11-50

Company Stage

IPO

Headquarters

Toronto, Canada

Founded

1955

Simplify Jobs

Simplify's Take

What believers are saying

  • Behavioral finance integration enhances client engagement and personalized planning.
  • TD eCommerce Solutions can capitalize on the growing eCommerce market.
  • New leadership in U.S. commercial banking aligns with digital transformation trends.

What critics are saying

  • Involvement in money laundering scandal poses reputational and financial risks.
  • Recent leadership changes may disrupt operations or client relationships.
  • $28 million fine highlights ongoing compliance and regulatory challenges.

What makes TD Bank unique

  • TD Bank integrates behavioral finance for personalized wealth management solutions.
  • TD eCommerce Solutions targets Canadian small businesses with a customizable platform.
  • TD's partnership with Monit offers a small business dashboard for informed financial decisions.

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Benefits

Health Insurance

Paid Vacation

Flexible Work Hours

Professional Development Budget

Mental Health Support

Wellness Program

Performance Bonus

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