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Analyst, Custody Operations
Posted on 3/9/2022
INACTIVE
Locations
San Diego, CA, USA
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
MacOS
Management
Requirements
  • Developing a deep understanding of the investor and founder experience and improving it through the lifecycle of a transaction including initial investment, additional fundraises, closings, and securities bookings, transfers, and liquidations
  • Executing flawlessly on compliance, investment, and post fundraise operations
  • Facilitating post-fundraise closing mechanics. Supporting ongoing post-fundraise operations for issuers (including shareholder voting, transfer requests, distributions, liquidations, and dissolutions)
  • Preparing and completing certain regulatory and compliance filings (i.e. BSA Filings, FINRA Rule 5110, and FINRA Rule 5123)
  • Facilitating investment operations such as KYC, AML, and payment verifications. Facilitating investment and share issuance reconciliation processes
  • Owning relationships and communication with third party custodians, escrow firms, transfer agents, and banking partners
  • Building and scaling end to end processes for booking, reconciling, transferring securities and cash movements for investors and issuers
  • Evaluating and improving processes on an ongoing basis to ensure accuracy and timeliness
  • Ensuring data integrity at all third party records are up to date, archived and managed appropriately and aligned with SeedInvest records
  • 2+ years experience at a fund administrator or security operations function in a broker-dealer or similar private equity firms
  • Superb attention to detail, with an ability to communicate important facts and information to different stakeholders across internal and external functions
  • A think forward mentality, anticipating issues and challenges that may arise as the function grows in size and complexity, and developing solutions in advance
  • A demonstrated ability to resolve a wide range of ad-hoc issues by applying knowledge and technical expertise, with little to no prior instructions
  • A commitment to accuracy in process development and reconciliation of company and customer assets
  • A strong desire and passion to continually learn and apply knowledge to constantly evolving and improving a best-in-class function
  • An ownership mentality and a desire to continually develop and grow within the custody operations function
  • Prior experience in working with custodians, escrow firms, transfer agents and other security movements / capitalization table management firms preferred
  • Experience/familiarity with Slack, Apple MacOS and GSuite preferred
  • Series 99 preferred
Responsibilities
  • Multistakeholder - you have dedication and commitment to our customers, shareholders, employees and families and local communities
  • Mindful - you seek to be respectful, an active listener and to pay attention to detail
  • Driven by Excellence - you are driven by our mission and our passion for customer success which means you relentlessly pursue excellence, that you do not tolerate mediocrity and you work intensely to achieve your goals
  • High Integrity - you seek open and honest communication, and you hold yourself to very high moral and ethical standards. You reject manipulation, dishonesty and intolerance
Circle

201-500 employees

Platform for businesses to accept payments and send payouts
Company Overview
Circle's mission is to raise global economic prosperity through programmable internet commerce. The company is a global financial technology firm that’s at the center of digital currency innovation and open financial infrastructure.
Benefits
  • Paid time off - We offer flexible paid time off — take what you need as long as it works with you and your team, and all Circle employees get mobile phone and home office reimbursements.
  • Health coverage - No matter where you live, we offer a market competitive suite of benefits. Enroll in health, dental, vision, disability, and life insurances, and Circle covers some or all of the premiums.
  • Invested in your future - All U.S. full-time and part-time employees enjoy 401(k) and pensions (with 4% company match if you contribute 5% or more), and share Circle’s success via company equity awards.
  • Learning & development - Your individual growth and development is important to us and we provide the resources to help you grow your career while at Circle.
Company Values
  • We are Multistakeholder - As an institution, we exist in a broad stakeholder context, which means that we must organize, incentivize and measure ourselves against meeting the needs of all of our stakeholders — our customers, our shareholders, our employees and families, our local communities and our world.
  • We are Mindful - We seek to be present and aware, to be respectful, active listeners (with each other and with our customers alike), and to pay attention to detail. We don’t rush to judgement, and when we are swept up by strong emotions we patiently observe and acknowledge them and try to not just react. Our mindfulness leads to better understanding, and more respectful, careful and deliberate choices.
  • We are Driven by Excellence - We are driven by our mission and our passion for customer success. Being driven also means that we relentlessly pursue excellence, that we do not tolerate mediocrity, that we reward based on merit, and that we work intensely to achieve our goals. Being driven doesn’t mean that we are assholes and plough over people or tolerate a culture of aggressiveness. We are a team. Part of our drive is to bring everyone along in our collective achievement.
  • We are High Integrity - We seek open and honest communication, and hold ourselves to very high moral and ethical standards. When we say we will do something, we do it. When we are having difficulty and need help, we talk about it. We treat each other and our customers with the utmost respect. We reject manipulation, dishonesty and intolerance. We welcome vulnerability and uncertainty, which needs to be listened to in order to bring people along, and helps us to constantly learn and improve. Our customers and partners implicitly experience us as high integrity, and our customer centric choices demonstrate this to them again and again.