Full-Time

Compliance Engineering Product Lead

Confirmed live in the last 24 hours

Apollo Global

Apollo Global

Compensation Overview

$190k - $225kAnnually

+ Bonus

Senior, Expert

New York, NY, USA

Category
Risk & Compliance
Legal & Compliance
Required Skills
Risk Management
Requirements
  • 5+ years of L&C Technology expertise delivering on L&C solutions with experience supporting L&C teams on a variant of complex initiatives.
  • 8+ years industry full cycle experience of SDLC methodologies and approaches, including refining business requirements and defining functional specifications
  • Experience with relevant L&C technology platforms, including Communications Surveillance (e.g. Global Relay), Trade Surveillance, Investment Compliance, KYC/AML (e.g. MaxComply IQ-EQ)
  • Experience working in or providing consulting services to a global, highly-regulated Financial Services firm
  • Able to succeed within a highly demanding, fast paced and Technology service-critical environment.
  • Proven success working with senior leaders building consensus and negotiating priorities.
  • Demonstrated ability to define and execute on an application shared services vision and ability to architect as a shared service where appropriate.
  • Confirmed experience and business acumen to partner with business stakeholders to examine and re-engineer procedures and developing and implementing new strategies and procedures.
  • Excellent teamwork and interpersonal skills.
  • Experience leading complex projects including multiple parties both internal and external.
  • Group facilitation, mediation, and conflict resolution skills.
Responsibilities
  • Develop L&C technology strategy through defining scope of projects, completing requirements gathering, overseeing design and user acceptance testing (UAT), and supporting user system adoption.
  • Assesses ongoing and future target operating model requirements and operational needs of the business areas, including integration with other Apollo/Non-Apollo systems, data insights, and workflow enhancements.
  • Oversee vendor management and coordinate with internal stakeholders to drive the project team to make timely decisions and deliver projects on schedule and within budget.
  • Provide functional expertise to members of the L&C team and champions the adoption of best practices. Analyzes, troubleshoots, and takes ownership of high priority system and user issues, coordinating issue resolution efforts across technical support teams and vendors; keeps management aware of and can clearly articulate high priority issues that impact the business.
  • Identify risks, plan for unanticipated outcomes, form appropriate contingency plans and system compliance.
  • Assigns duties, responsibilities, and scope of authority to employees and project consultants.
  • Reviews and approves functional and technical solutions before they are implemented.
  • Effectively communicates relevant project information to all levels within the organization.
  • Coaches and develops team members; establishes a culture of feedback and openness and sets the example for thoughtfulness and quality in all work output.
  • Oversight of release management and keeping systems up to date with the evolving tech industry for L&C products.
  • Provide oversight of process documentation to ensure knowledge transfer across systems for users and tracking of configuration updates.
  • Co-develop and co-execute on strategic, multi-year roadmap.
  • Performs other related duties of a comparable level/type as required.

Company Stage

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Total Funding

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Headquarters

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Founded

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