Full-Time
Associate – Compliance & Control 2
BNY
Global asset management and financial advisory
No salary listed
Pune, Maharashtra, India
In Person
 Legal & Compliance (1) |
|---|
- Bachelor’s degree or equivalent combination of education and experience
- Support day-to-day efforts related to assessing whether assigned areas comply with relevant laws, rules, regulations, and policies, ensuring control mechanisms are deployed as expected
- Assist with monitoring and reporting of established controls and implement new control procedures in response to regulatory changes or compliance issues under minimal supervision
- Suggest changes to improve work processes and guide lower-level peers on procedures, reviewing the quality of their work
- Research and collect data on compliance and control-related activities, compiling data into usable formats and conducting basic preliminary analyses
- Review and verify that activities align with overall control procedures and compliance strategy
- Independently prepare reports for management on compliance status and assign report development tasks to junior staff
- Counsel business personnel and management on compliance improvements and alignment with established controls and goals
- Identify and address compliance issues, interfacing directly with peers and escalating complex issues as needed
- Provide technical support for assessments of control effectiveness and produce data to support risk-based reviews of regulatory requirements
- Recommend process improvements and contribute to team objectives
- 3-5 years of total work experience preferred
- Experience with Financial Services Industry regulations, compliance operations, or auditing preferred
- Experience with financial services compliance and/or assigned products, services, or business lines and relevant laws, regulations, and rules preferred
BNY Wealth provides asset management services to individuals, corporations, and institutions around the world, helping clients manage and optimize their financial lifecycles. It earns revenue from asset management fees, financial advisory services, and transaction-based income. The firm covers a broad range of asset classes and uses an approach that considers global and domestic economic factors such as inflation and growth to identify investment opportunities. The company combines portfolio management, advisory support, and transaction services through a large, multinational workforce, emphasizing long-term client relationships and community impact. Its differentiators include its global reach, scale, diversified revenue streams, and a stated commitment to inclusion, sustainability, and innovation. The goal is to help clients grow and protect wealth over time by finding suitable opportunities across markets while focusing on responsible, client-centered service.
Company Size
N/A
Company Stage
Post IPO Equity
Headquarters
New York City, New York
Founded
1784
Simplify's Take
What believers are saying
- Evergreen funds adoption hits 47% in 2026, boosting BNY's private market liquidity.
- Ripple selects BNY Mellon to custody RLUSD reserves, expanding digital asset revenue.
- Liontrust outsources trading to BNY's solutions across 100 global markets.
What critics are saying
- BNY closes Poole office, cutting 200 UK jobs and sparking talent exodus.
- Cork office shutdown eliminates 1,000 Ireland positions, disrupting European services.
- Ripple crypto custody invites SEC crackdown, triggering client withdrawals within 6-12 months.
What makes BNY unique
- BNY Wealth integrates Active Wealth framework across investing, taxes, and estate planning.
- BNY provides multi-generational family office services for complex holdings management.
- BNY offers global custody and tailored lending for high-net-worth individuals.
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Benefits
Health Insurance
Paid Vacation
Flexible Work Hours
Remote Work Options
Unlimited Paid Time Off
Company News
Bank of New York to close Poole office, affecting 200 jobs.
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AllianceBernstein has appointed Pawan Panjwani as chief executive officer and country head of India, effective immediately.
Ripple has partnered with BNY Mellon, a global financial institution managing over $2 trillion in assets, to serve as the primary custodian for RLUSD reserves.