Internal Auditor
Posted on 7/19/2023
INACTIVE
Interactive Brokers

1,001-5,000 employees

Global online trading platform for diverse assets
Company Overview
Interactive Brokers Group, a leader in the financial services industry, has a proven track record of technical innovation, demonstrated by its 45-year history of building advanced trading technology. The company's competitive advantage lies in its ability to provide a single unified platform for global trading in multiple asset classes and currencies, backed by robust market data access 24/6. Its strong corporate culture is centered around creating technology to provide liquidity on better terms, competing on price, speed, size, and diversity of global products, which has led to its recognition as Barron's #1 Best Online Broker for six consecutive years.
Fintech

Company Stage

N/A

Total Funding

N/A

Founded

1977

Headquarters

Greenwich, Connecticut

Growth & Insights
Headcount

6 month growth

2%

1 year growth

7%

2 year growth

21%
Locations
Greenwich, CT, USA
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
Communications
Excel/Numbers/Sheets
CategoriesNew
Legal & Compliance
Requirements
  • A college degree in Finance, Accounting, or other related subjects
  • Up to two years of relevant experience is desired
  • Proficiency in performing data gathering and analysis tasks with tools such as Microsoft Excel, Access, etc
  • Excellent written and oral communication skills are essential prerequisites
  • The ideal candidate would be an inquisitive and quick learner
Responsibilities
  • Conduct audits of equity, fixed income and commodity business lines, back-office departments, and branch offices to assess compliance with firm policies and regulatory requirements
  • Deliver crucial contributions during planning, fieldwork and reporting of audit findings in close collaboration with the Audit Manager and the other auditors assigned to a specific audit project
  • Review and appraise soundness, adequacy and application of manual and automated processes, and recommend corrective action where necessary
  • Identify/implement automation opportunities to enhance audit effectiveness and business efficiencies
  • Keep abreast with various securities and futures industry regulations