Full-Time

FCA Regulatory Reporting Lead

Confirmed live in the last 24 hours

Galaxy

Galaxy

1,001-5,000 employees

Provides secure investment solutions for cryptocurrencies

Fintech
Crypto & Web3
Financial Services

Senior, Expert

London, UK

Category
Risk & Compliance
Legal & Compliance
Requirements
  • Bachelors Degree in Accounting or Finance
  • ACA Qualified accountant with at least 7+ years of experience
  • Experience within an FCA regulated environment
  • Good working knowledge of UK GAAP, US GAAP, IFRS
  • Understanding of general ledger and performance of financial reconciliations
  • Strong analytical and problem-solving abilities
  • Excellent communication and people skills
  • Ability to work under pressure and meet tight deadlines
Responsibilities
  • Prepare and submit necessary regulatory reports and returns (FCA MIFIDPRU 9) to ensure accuracy and compliance with relevant regulatory rules.
  • Ensure that regulatory requirements are complied with and acted upon as required.
  • Prepare and update annual ICAAP and ILAS papers.
  • Collaborate with various lines of business and assist with the production of information to be reported in the annual ICARA and public disclosure.
  • Function as a primary point of contact with the FCA and manage all regulatory examination engagements, audits, and inquiries.
  • Assist with ongoing automation, system, process, and control improvements.
  • Continually assess the adequacy of internal processes, data and controls which support the production of regulatory returns and implement enhancements to increase efficiency and strengthen the control framework as required, including keeping standard operating procedures up to date.

Galaxy.com provides access to cryptocurrencies and blockchain-based assets, primarily targeting institutional clients such as companies and investors. The company offers both passive and active investment funds, allowing clients to choose between hands-off exposure to digital assets or actively managed funds led by experienced crypto professionals. Galaxy.com stands out by offering institutional-grade funds that meet high standards for large investors and providing end-to-end solutions for secure management of blockchain assets without third-party custody. Additionally, the company focuses on education and research, partnering with data providers like Bloomberg to deliver valuable insights and resources, including masterclasses and digital asset academies. The goal of Galaxy.com is to empower institutional clients to navigate the digital asset landscape confidently and securely.

Company Stage

IPO

Total Funding

$17.5M

Headquarters

New York City, New York

Founded

2018

Growth & Insights
Headcount

6 month growth

8%

1 year growth

21%

2 year growth

38%
Simplify Jobs

Simplify's Take

What believers are saying

  • Appointment of Tony Paquette as CFO enhances financial strategies and investor confidence.
  • Strategic partnership with Tencent Music opens new avenues for digital asset integration.
  • Launch of Digital Asset ETFs with State Street attracts more institutional investors.

What critics are saying

  • Increased competition from tokenization startups like Plume challenges Galaxy's market position.
  • Avalanche9000 upgrade may attract clients with more cost-effective blockchain solutions.
  • Partnership with Tencent Music may divert focus from core digital asset services.

What makes Galaxy unique

  • Galaxy.com offers both passive and active investment funds for digital assets.
  • The company provides end-to-end solutions without relying on third-party custody services.
  • Galaxy.com emphasizes education and research, offering masterclasses and digital asset academies.

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