L

LPL Financial Holdings

Independent broker-dealer platform for financial advisors

Internal Audit Intern - FAR Program, Information Technology

Internal Audit & ControlsConfirmed live in the last 24 hours
Internship · Summer 2027$25 /hr

About the Job

Requirements

  • Candidates must be current sophomores or juniors.
  • Candidates must have a minimum GPA of 3.0.
  • The offer is contingent upon completion of a bachelor's degree, successful background screening, and agreement to be local to the Fort Mill/Charlotte office.
  • Early-career program candidates who require sponsorship now or in the future are not eligible.
  • Candidates must obtain and provide the required I-9 documentation during onboarding.

Responsibilities

  • Gain an understanding of how a medium-sized publicly traded company operates, including exposure to systems, databases, and other applications used by the company daily.
  • Participate in process walkthroughs and perform audit testing in accordance with department and professional standards.
  • Use Alteryx and Tableau to perform audit testing and build a continuous auditing and monitoring program.
  • Handle assignments and projects to practice project management.
  • Expand knowledge through training and online courses.
  • Interact with company leaders to understand career options and opportunities at LPL Financial.
  • Participate in department events and meetings throughout the internship program.

Desired Qualifications

  • Programs focusing on technology and analytics, such as Management Information Systems or FinTech.
  • A GPA of 3.3 or higher.
  • Exposure to IT General Controls (ITGCs).
  • Leadership experience through student organizations, internships, or projects.
  • Intermediate knowledge of Microsoft Excel and other Office 365 platforms.
  • Effective communication, attention to detail, and problem-solving skills.

About the Company

LPL Financial Holdings

Independent broker-dealer platform for financial advisors

LPL Financial runs the largest independent broker-dealer network in the United States, providing a platform of services and support to financial advisors and institutions. It helps advisors manage client wealth by offering technology, research, clearing and compliance services, and practice management programs. Advisors access a flexible, non-proprietary environment where they can tailor financial recommendations for clients, with revenue coming from fees for services, securities commissions, and asset-based fees. The company supports more than 28,000 financial advisors and oversees over a trillion dollars in advisory and brokerage assets, distinguishing itself through its breadth of back-office capabilities, scalable platform, and emphasis on independence for its advisors. Its goal is to enable independent financial advisors to grow their businesses and deliver personalized investment solutions to their clients.

Company size
10,001+
Company stage
IPO
Headquarters
San Diego, CA
Founded
1989

Recently Posted Jobs

Explore more opportunities at LPL Financial Holdings

See more jobs