Compliance Officer
Confirmed live in the last 24 hours
New York, NY, USA
Experience Level
  • Bachelor's Degree or Commensurate Experience preferred however will consider other relevant experience
  • 2-6 years of experience with a financial services firm, Fin-Tech, regulator or commensurate experience
  • Strong working knowledge of broker-dealer regulation, including securities and commodities laws and SEC, CFTC, and SRO Rules
  • Familiarity with equities, options, fixed income, currency, commodities, futures, fx, swaps, forwards, crypto currencies
  • Strong communication and interpersonal skills
  • Self-starter and team player who is comfortable working in a fast paced environment and a relatively flat organization
  • Familiarity with SQL, python, or similar query and scripting languages
  • Familiarity with common industry surveillance and e-communications platforms
  • Trading and back office experience a plus
  • Develop and perform surveillance and supervisory reviews across multiple subject matters
  • Coordinate and work with our inquiry team on related inquiries
  • Drive compliance innovation initiatives with a focus on greater automation, increased efficiency, and trend analysis
Virtu Financial

1,001-5,000 employees

Trading and financial services
Company Overview
Virtu is committed to providing deep liquidity, competitive pricing, and consistent, high-quality executions. The company engineers modern trading solutions built on technology.
Company Core Values
  • Transparency
  • Innovation
  • Commitment