COMPANY OVERVIEW
KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR’s insurance subsidiaries offer retirement, life and reinsurance products under the management of The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR’s Compliance team is responsible for developing and enforcing compliance policies and procedures, as well as tracking ongoing regulatory changes that may affect the firm. The team is also involved in the investment process to monitor and advise on compliance with guidelines for both strategic partners and clients. The team implements and monitors the firm’s compliance programs to train employees, review and analyze conflicts of interests, review non-disclosure agree agreements, and oversee implementation of policies. The Compliance team also handles the due diligence process, assists with operational support for investing activities, and maintain compliance with the firm’s Code of Ethics. The Compliance program has 7 core areas of operation: (i) conflicts of interest, (ii) code of ethics, (iii) financial crimes, (iv) regulatory 7 governance; (v) registered investment companies, (vi) asset management & portfolio compliance; and ((vii) capital markets.
POSITION SUMMARY
Based in one of KKR’s core offices, this individual will be responsible for supporting various aspects of the KKR Compliance Program noted above. KKR’s global compliance program coverage includes KKR’s traditional private equity business, as well as investments in other strategies, including credit, real assets, infrastructure, and energy sectors. The individual will report to a supervising compliance officer in the respective KKR Office.
QUALIFICATIONS
- 5-15 years of regulatory compliance experience in an asset management, investment bank, or other financial institution
- Advanced knowledge of compliance and investment operations, including equity, credit and loans, and hands on experience with equity and debt offerings
- Bachelor’s or Advanced degree in Law, Business, or related field
CRITICAL COMPETENCIES FOR SUCCESS
- Experience providing compliance, oversight, monitoring, and reporting, and implementing policies in a dynamic and fast paced environment, preferably in a financial services firm
- Ability to proactively identify and coordinate initiatives relating to new regulations and other issues relevant to the asset management industry
- Excellent verbal and written communication skills to efficiently draft policies and procedures and responses to regulatory inquiries that support the business
- Consistent attention to detail while acting professionally, exercising discretion regarding sensitive subjects, and maintaining confidentiality at all times
- Ability to manage multiple demands and projects while prioritizing time efficiently and remaining attentive to detail
- Highly organized with experience tracking progression to effectively manage expectations across multiple stakeholders
- Team-player that enjoys working in a collaborative and collegial environment with the desire to learn
#LI-DNI
This is the expected annual base salary range for this New York-based position. Actual salaries may vary based on factors, such as skill, experience, and qualification for the role. Employees may be eligible for a discretionary bonus, based on factors such as individual and team performance.
Base Salary Range
$130,000—$230,000 USD
KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.
