Full-Time

Policy Expert GWM

Group Risk Control, Global Wealth Management

Posted on 9/20/2025

UBS

UBS

10,001+ employees

Investment bank and wealth, asset manager

No salary listed

Raleigh, NC, USA

In Person

Category
Finance & Banking (1)
Required Skills
Customer Service
Requirements
  • Work experience either in (preferably) credit risk taking activity or, in a policy, operational risk management, regulatory or audit function of a financial institution
  • Understanding of the wealth management business and its lending products (would be favourably considered)
  • University degree in economics, business administration, law or a numerical discipline
  • Ability to develop and maintain a network of subject matter experts and policy contacts, who will support the maintenance of the policy framework
  • Experience in working conceptually
  • Knowledge of how to link controls to the principles and requirements set out in governance documents, would also be favourably considered
  • Excellent in written and verbal communication in the English language
  • Competent with Microsoft Office
  • Unafraid to challenge to ensure a robust credit risk policy framework
  • Dependable to complete work with high attention to detail and internal timelines
  • Skilled in managing several tasks in parallel in a fast-paced environment
  • Dedicated to the customer service in an international environment
  • Proactive and able to work independently
Responsibilities
  • Drive the ongoing policy document maintenance for Group Risk Control (GRC)
  • Facilitate the development & maintenance of credit risk policies by collaborating with a wide range of subject matter experts
  • Ensure adherence of the policy endorsement process to internal regulations
  • Collaborate with Operational Risk Management employees to ensure key procedural controls that underpin the credit risk policies are fit-for-purpose
Desired Qualifications
  • Understanding of the wealth management business and its lending products (would be favourably considered)
  • Knowledge of how to link controls to the principles and requirements set out in governance documents, would also be favourably considered

UBS Group AG is a Swiss multinational financial services firm with four divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. It serves private, corporate, institutional, and retail clients worldwide, offering wealth planning for high-net-worth individuals, Swiss banking services, a broad range of investment products, and advisory, underwriting, and trading in equities, fixed income, rates, and FX. It earns fees from wealth and asset management, interest income from lending, and trading income from investment banking. Its aim is to help clients manage and grow wealth while delivering diversified, revenue-generating financial services across regions and asset classes.

Company Size

10,001+

Company Stage

IPO

Headquarters

Zurich, Switzerland

Founded

1998

Simplify Jobs

Simplify's Take

What believers are saying

  • Record Q1 2026 markets revenue of $3.2 billion, driven by 29% equities and 38% fixed‑income trading growth, boosts investment banking profitability.
  • $37.4 billion in net new wealth management assets in Q1 2026, including $5.3 billion inflows in the Americas, signals successful strategy and advisor compensation changes.
  • A US national banking licence and targeted acquisitions in the Americas position UBS to expand its wealth and banking platform while maintaining Swiss capital discipline.

What critics are saying

  • A proposed $20 billion Swiss capital buffer forces UBS to hoard capital, constraining US acquisitions and $3 billion in planned share buybacks.
  • US tax policy shifts and competition from Morgan Stanley and JPMorgan risk reversing Americas wealth inflows and eroding the advisor base below 5,722.
  • A Bitcoin price crash below $50,000 could devalue UBS’s $1.12 billion MicroStrategy stake by 40–50% and trigger regulatory scrutiny of its crypto pivot.

What makes UBS unique

  • UBS combines the world’s largest global wealth manager with a leading Swiss universal bank and focused investment bank and asset management arms.
  • Its Personal & Corporate Banking division anchors a universal bank model in Switzerland, feeding high-net-worth clients into Global Wealth Management.
  • UBS leverages a global footprint with booking centers across regions to deliver integrated wealth, banking, and capital markets services to ultra‑high‑net‑worth and institutional clients.

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Benefits

Flexible Work Hours

Remote Work Options

Professional Development Budget

Company News

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Advestra advised UBS Switzerland as coordinator, agent, fronting bank and lender, alongside the other syndicate banks as lenders, on the CHF 100 million credit facility provided to Gasverbund Mittelland, a procurement and grid company of natural and biogas active across the Plateau and Northwestern regions in Switzerland.

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MerQube, a US-based index provider specialising in rules-based and derivatives-enabled strategies, has closed a Series C funding round led by 7RIDGE and Deutsche Börse Group. Existing investors including Allianz Life Ventures, Citi, Intel Capital, J.P. Morgan, Laurion Capital Management and UBS also participated, though the funding amount was not disclosed. The company plans to use the investment to scale its technology platform and expand in derivatives-linked ETF and structured product markets. MerQube focuses on providing customised index solutions and data-driven strategies for institutional clients.

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