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Full-Time

Senior Manager

Compliance

Confirmed live in the last 24 hours

Credit Karma

Credit Karma

1,001-5,000 employees

Provides free credit monitoring and financial tools

Data & Analytics
Consulting
Fintech
Financial Services

Senior, Expert

London, UK + 2 more

Category
Risk & Compliance
Legal & Compliance
Required Skills
Communications
Requirements
  • 5+ plus years of experience with Compliance
  • Deep understanding of FCA Handbook, Consumer Duty, consumer credit (CONC) and SMCR
  • Experienced compliance professional who can take on the SMF 16 function
  • Ability to lead projects involving cross-functional partners
  • Understand how to apply a risk-based approach, make trade-offs and find the balance between best practice & what is necessary for the immediate situation
  • Outstanding interpersonal communication skills and comfortable providing effective challenge whilst building strong, collaborative relationships
  • Intellectual creativity and problem-solving skills that involve risk-based decision making
Responsibilities
  • Responsible for the delivery and operation of the compliance framework for UK and Canada
  • Act as SMF16 and perform the prescribed responsibilities of the Compliance Oversight Function
  • Work closely with our global compliance team in the US to develop, implement and improve processes and policies to ensure that there is effective oversight
  • Maintain a strong compliance culture, focused on good customer outcomes and treating customers fairly, including creating and managing policies and training
  • Manage ad hoc compliance projects, such as obtaining new FCA or other regulatory permissions and launching new regulated and unregulated products
  • Lead the enterprise risk management framework for the UK and Canada including conducting regular audits and risk assessments of the company's operations to ensure that it is meeting regulatory requirements
  • Scope the necessary controls to mitigate compliance risk, detailing the requirements and managing implementation
  • Ensure appropriate reporting of internal management information, including to the Board, and assist with the submission of the reports required by the FCA reporting regime
  • Lead cross-functional projects with multiple colleagues to proactively identify and mitigate upcoming risks and remediation projects
  • Assess the business impact of new and evolving regulatory requirements in the consumer financial products space

Credit Karma offers financial products and services, including credit monitoring, personalized recommendations, and relief roadmap, utilizing credit profiling, approval odds assessment, and personalized debt relief options. The company also provides tools for credit and identity monitoring, credit card recommendations, and shopping for loans, all for free.

Company Stage

M&A

Total Funding

$868M

Headquarters

Oakland, California

Founded

2007

Growth & Insights
Headcount

6 month growth

0%

1 year growth

-1%

2 year growth

4%