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Full-Time

Core Compliance Analyst/Associate

Updated on 10/2/2024

Galaxy

Galaxy

501-1,000 employees

Provides secure investment solutions for cryptocurrencies

Financial Services
Fintech

Compensation Overview

$100k - $135kAnnually

+ Bonus + Equity Incentives

Mid, Senior

New York, NY, USA

Category
Risk & Compliance
Legal & Compliance
Requirements
  • At least 2-5 years of experience at an SEC registered investment advisor or FINRA member firm.
  • Experience using a web-based compliance management platform/solution (i.e., ComplySci)
  • Highly organized and able to manage multiple deliverables
  • Familiar with drafting and reviewing policy and procedures across various compliance functions
  • Ability to work with various business units to create tailored compliance solutions
  • Takes ownership of projects and works well independently
  • Bachelor’s Degree
Responsibilities
  • Administration of the firm’s Global Code of Ethics and Business Conduct Program, which includes policies on personal trading, private investments, outside affiliations, gifts and entertainment, and political contributions.
  • Assist with updating and managing firm’s compliance policies and procedures.
  • Assist with responding to regulatory inquiries and subpoenas and file reports with government agencies, when necessary.
  • Assist with the development of the firm’s process for handling conflicts of interest across all of the firm’s subsidiaries.
  • Collaborate with Internal and External Counsel in document production related to ad-hoc subpoenas and litigation related matters.

Galaxy.com provides access to cryptocurrencies and blockchain-based assets, primarily targeting institutional clients such as companies and investors. Their investment solutions include both passive funds, which allow for exposure to digital assets without active management, and active funds managed by experienced crypto experts. This dual approach caters to the varying needs of sophisticated investors. Galaxy.com generates revenue through management fees on assets under management and offers secure, end-to-end solutions for managing blockchain assets without third-party custody. They also prioritize education and research, partnering with data providers like Bloomberg to deliver reliable information and offering resources like masterclasses to help clients understand digital assets. The company's goal is to lead in the digital asset space by providing secure, expertly managed investment options and comprehensive educational support.

Company Stage

IPO

Total Funding

$523M

Headquarters

New York City, New York

Founded

2018

Growth & Insights
Headcount

6 month growth

2%

1 year growth

15%

2 year growth

27%
Simplify Jobs

Simplify's Take

What believers are saying

  • The acquisition of CryptoManufaktur expands Galaxy's Ethereum staking portfolio, enhancing their blockchain infrastructure capabilities.
  • Collaborations with major financial institutions like State Street to develop active crypto trading products indicate strong growth potential and market influence.
  • Galaxy Ventures' involvement in funding innovative projects like Renzo and Plume Network showcases their commitment to advancing the digital asset ecosystem.

What critics are saying

  • The rapidly evolving and highly competitive digital asset market requires continuous innovation to maintain a competitive edge.
  • Dependence on the volatile cryptocurrency market can lead to significant fluctuations in revenue and client interest.

What makes Galaxy unique

  • Galaxy.com focuses on institutional clients, offering both passive and active investment funds tailored to sophisticated investors, unlike many competitors who target retail investors.
  • Their end-to-end solutions for managing blockchain-based assets without third-party custody services provide a unique value proposition in terms of security and reliability.
  • Partnerships with trusted data providers like Bloomberg enhance their educational resources, setting them apart as a knowledge leader in the digital asset space.