Full-Time

Senior Manager

Compliance Monitoring and Testing

Posted on 1/13/2025

Discover

Discover

Compensation Overview

$106k - $178.8kAnnually

+ Incentives

Senior

No H1B Sponsorship

Wheeling, IL, USA

Category
Legal Consulting
Consulting
Required Skills
Management
Risk Management
Data Analysis

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Degree
Experience
Requirements
  • Bachelors degree in Business Administration and Management, Security and Intelligence, Law, Information and Technology, Analytics, Finance or other related field
  • 8+ Year experience understanding of Compliance Management System and ability to implement and manage a compliance risk management program
  • In lieu of education 10+ years experience understanding of Compliance Management System and ability to implement and manage a compliance risk management program.
Responsibilities
  • Manages a team responsible for completing assigned regulatory compliance reviews.
  • Provides support during fieldwork to team to ensure proper understanding of regulatory requirements and ensure testing is adequately designed to identify non-compliance with laws and regulations.
  • Conducts meetings with stakeholders and other internal partners regarding potential issues and status of assigned compliance review.
  • Assists Director with finalizing findings including effective challenge of root cause analysis and corrective action plans and assignment of risk ratings.
  • Drafts formal report of findings.
  • Creates and updates status reports of program initiatives, activities, and compliance risks to management and committees
  • Lead and manage cross functional work groups and workstreams from multiple first line and second line business units.
  • Engages with business and risk partners to develop compliant solutions to mitigate and remediate compliance risks; escalates risks appropriately.
Desired Qualifications
  • Masters degree in Business Administration and Management, Security and Intelligence, Law, Information and Technology, Analytics, Finance or other related field
  • 1+ years experience in compliance, law, risk, operations, or related
  • CRCM or CERP certification

Company Stage

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Total Funding

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Headquarters

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Founded

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INACTIVE