Operations Regulatory and Audit Management Associate
Posted on 2/8/2024
Global Atlantic

1,001-5,000 employees

Provides tailored retirement and life insurance solutions
Company Overview
Global Atlantic Financial Group, a leading insurance company, provides tailored retirement and life insurance solutions backed by a strong financial foundation and risk and investment management expertise. The company's culture emphasizes integrity, teamwork, and long-term client relationships, fostering a collaborative and performance-driven work environment. As a subsidiary of KKR, a global investment firm, Global Atlantic leverages KKR's investment capabilities, scale, and access to capital markets, offering employees significant opportunities for responsibility and growth.
Financial Services

Company Stage


Total Funding





New York, New York

Growth & Insights

6 month growth


1 year growth


2 year growth

Des Moines, IA, USA
Experience Level
Desired Skills
Operations & Logistics
Legal & Compliance
  • Minimum of 5 years of life, annuity, or preneed experience
  • Bachelor’s degree or equivalent combination of education and experience
  • Proficient with Microsoft Office Applications, specifically Excel
  • Comfortable interacting with all levels of employees throughout the company
  • Strong organizational skills
  • Ability to work under pressure and against tight deadlines
  • Willingness to quickly learn product lines, procedures, and workflows
  • Occasional travel required
  • Manage regulatory requests and initiatives with impact to operations and business partners within GAFG
  • Manage external audit requests by conducting analysis, research, and documentation on requested data
  • Oversee audits of existing regulatory requirements to ensure continued compliance
  • Analyze reporting and trending data from audits conducted to support broader operations compliance
  • Ability to run medium/large scale projects that have a regulatory and/or audit aspect
  • Provide direction and support for Market Conduct Exams, Department of Insurance Inquiries, and any other regulatory request received
  • Conduct thorough research and effectively communicate findings
  • Organize and collect data gathering and analysis activities and package for requestors
  • Partner with process owners to implement new state regulatory requirements and develop appropriate oversight activities
  • Create and maintain excellent working relationships with internal GAFG Partners and external TPA partners
  • Prepare and deliver communications and presentations on key service indicators and initiatives to senior management
Desired Qualifications
  • An interest and ability to problem solve and proactively seek resolutions to issues
  • Comfortable working autonomously while collaborating within a team structure
  • Effective communication and interpersonal skills
  • Desire to take on multiple responsibilities and manage multiple projects at one time
  • Solid work ethic and a willingness to support the team as needed
  • Ambition and desire to succeed by delivering quality and effective results with minimal guidance