Operations Regulatory and Audit Management Associate
Posted on 2/8/2024
Global Atlantic

1,001-5,000 employees

Provides tailored retirement and life insurance solutions
Company Overview
Global Atlantic Financial Group, a leading insurance company, provides tailored retirement and life insurance solutions backed by a strong financial foundation and risk and investment management expertise. The company's culture emphasizes integrity, teamwork, and long-term client relationships, fostering a collaborative and performance-driven work environment. As a subsidiary of KKR, a global investment firm, Global Atlantic leverages KKR's investment capabilities, scale, and access to capital markets, offering employees significant opportunities for responsibility and growth.
Financial Services

Company Stage

Private

Total Funding

$1B

Founded

2004

Headquarters

New York, New York

Growth & Insights
Headcount

6 month growth

5%

1 year growth

14%

2 year growth

32%
Locations
Des Moines, IA, USA
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
Communications
CategoriesNew
Operations & Logistics
Legal & Compliance
Requirements
  • Minimum of 5 years of life, annuity, or preneed experience
  • Bachelor’s degree or equivalent combination of education and experience
  • Proficient with Microsoft Office Applications, specifically Excel
  • Comfortable interacting with all levels of employees throughout the company
  • Strong organizational skills
  • Ability to work under pressure and against tight deadlines
  • Willingness to quickly learn product lines, procedures, and workflows
  • Occasional travel required
Responsibilities
  • Manage regulatory requests and initiatives with impact to operations and business partners within GAFG
  • Manage external audit requests by conducting analysis, research, and documentation on requested data
  • Oversee audits of existing regulatory requirements to ensure continued compliance
  • Analyze reporting and trending data from audits conducted to support broader operations compliance
  • Ability to run medium/large scale projects that have a regulatory and/or audit aspect
  • Provide direction and support for Market Conduct Exams, Department of Insurance Inquiries, and any other regulatory request received
  • Conduct thorough research and effectively communicate findings
  • Organize and collect data gathering and analysis activities and package for requestors
  • Partner with process owners to implement new state regulatory requirements and develop appropriate oversight activities
  • Create and maintain excellent working relationships with internal GAFG Partners and external TPA partners
  • Prepare and deliver communications and presentations on key service indicators and initiatives to senior management
Desired Qualifications
  • An interest and ability to problem solve and proactively seek resolutions to issues
  • Comfortable working autonomously while collaborating within a team structure
  • Effective communication and interpersonal skills
  • Desire to take on multiple responsibilities and manage multiple projects at one time
  • Solid work ethic and a willingness to support the team as needed
  • Ambition and desire to succeed by delivering quality and effective results with minimal guidance