Full-Time

Senior Compliance Technology Lead

Deadline 11/30/25
Northern Trust

Northern Trust

10,001+ employees

Wealth management and asset servicing solutions

No salary listed

Chicago, IL, USA

In Person

Category
💬Consulting (1)
Requirements
  • Indepth regulatory compliance change and rules capabilities experience.
  • Hands-on technical experience with horizon scan, GRC systems, and other compliance capabilities systems experience.
  • Excellent oral and written communication skills are required.
  • In-depth knowledge of the system development life cycle, the client area's functions and systems, and applications program development technological alternatives.
  • Analytical ability, strong judgment and management skills, and the ability to work effectively with client and IT management and staff.
  • Highly flexible and adaptable to change.
  • Leadership and organizational skills are required to help determine the Business Unit's goals, resources needed, and help assess and assist in the development of the skills of the staff.
Responsibilities
  • Provide consultation to business unit and IT management and staff at a high technical level on all phases of the project development cycle.
  • Designer for systems and their subsystems utilizing a thorough understanding of available technology, tools and existing designs.
  • Provide leadership and guidance to junior staff, fostering an environment that encourages employee participation, teamwork, and communication.
  • Consult with business unit partners to determine the most effective computer utilization to solve business problems or address business needs.
  • Help direct systems projects, including project planning, management status reporting, systems specifications and implementation.
  • Review, negotiate, and maintain vendor contracts and makes recommendations for purchasing outside services.
  • Communicate with various business areas and outside vendors, consultants, and clients regarding automation needs.
  • Help ensure compliance with all audit requirements including change control procedures and data security.
Desired Qualifications
  • Additional experience with ecomm surveillance and trade surveillance systems are preferred.
  • Additional experience with archival and data retention, legal hold capabilities are preferred.

Northern Trust provides wealth management, asset servicing, and investment solutions to individuals, families, and institutions around the world. Their services include managing and safeguarding assets, offering investment advice, and providing technology solutions to enhance financial operations. Northern Trust operates through five main business units: Wealth Management, Asset Management, Asset Servicing, Technology, and Corporate Functions. What sets Northern Trust apart from its competitors is its long-standing commitment to service, expertise, and integrity, which has been a part of its operations since 1889. The company aims to empower clients to achieve their financial goals with confidence while fostering a supportive work environment for its employees.

Company Size

10,001+

Company Stage

IPO

Headquarters

Menlo Park, California

Founded

1889

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Simplify's Take

What believers are saying

  • Participation in high-profile conferences positions Northern Trust as a thought leader in finance.
  • Hiring Alisa Parenti enhances public relations and communication strategies, improving brand image.
  • Strategic focus on small-cap ETFs and companies attracts new clients and enhances capabilities.

What critics are saying

  • Increased competition from major financial institutions could lead to a costly bidding war.
  • Acquisition of small stakes may not significantly impact Northern Trust's financial performance.
  • Collaboration with external partners may pose risks if partnerships don't yield expected benefits.

What makes Northern Trust unique

  • Northern Trust's strategic acquisitions diversify its investment portfolio and enhance asset management capabilities.
  • Appointment of Richard Thompson as COO strengthens operational efficiency in asset servicing.
  • Collaboration with Partners Group opens new avenues for investment opportunities and client services.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

401(k) Retirement Plan

401(k) Company Match

Paid Vacation

Paid Sick Leave

Paid Holidays

Parental Leave

Hybrid Work Options

Flexible Work Hours

Mental Health Support

Wellness Program

Company News

Business Insider
Jun 23rd, 2025
Goldman, Morgan Stanley Eye Northern Trust

JPMorgan suggests that BNY Mellon could benefit strategically from acquiring Northern Trust, enhancing its wealth and asset management businesses. The news leak might be an attempt to attract other bids. Potential interested parties include Goldman Sachs, Morgan Stanley, and possibly Royal Bank of Canada. A bidding war leading to a high price may not be well-received by the market. Northern Trust could provide stable cash flow and wealth management opportunities for these firms.

ETF Daily News
Jun 10th, 2025
Schwab US Small-Cap ETF (NYSEARCA:SCHA) Shares Purchased by Wedmont Private Capital

Northern Trust Corp acquired a new stake in Schwab US Small-Cap ETF in the 4th quarter valued at about $313,000.

ETF Daily News
May 23rd, 2025
Zacks Small Cap Weighs in on Spectral AI Q3 Earnings

Northern Trust Corp purchased a new stake in Spectral AI in the 4th quarter valued at $44,000.

Business Wire
May 14th, 2025
Northern Trust Leaders to Participate in Morgan Stanley 2025 U.S. Financials, Payments & CRE Conference

Northern Trust leaders to participate in Morgan Stanley 2025 U.S. Financials, Payments & CRE Conference.

Talking Biz News
May 14th, 2025
Parenti departs Bloomberg for Northern Trust

Alisa Parenti has been hired by Northern Trust as senior vice president of communications.