Full-Time

Director – Institutional/ERISA Compliance

Confirmed live in the last 24 hours

BlackRock

BlackRock

Data & Analytics
Fintech
Financial Services

Compensation Overview

$170k - $230kAnnually

+ Annual Discretionary Bonus

Senior

Company Historically Provides H1B Sponsorship

San Francisco, CA, USA

Requires in-office presence in San Francisco for at least 4 days per week.

Category
Risk & Compliance
Legal & Compliance
Requirements
  • BS/BA degree required
  • 7-10 years’ experience in compliance, legal or regulatory functions in a financial institution. Experience involving leading compliance programs for OCC, SEC, or ERISA registered banks or advisors
  • Execution-oriented mindset and possess strong analytical and project management skills
  • Team player with excellent inter-personal skills who is approachable and engaging in multiple settings
  • Effective communicator with both regulators and senior stakeholders, both verbally and in writing
  • Experience building a team including recruiting, retaining and developing talent
Responsibilities
  • Lead the ERISA compliance program for the firm. Develop and implement compliance policies and procedures specific to ERISA requirements applicable to BlackRock’s business.
  • Assist with the management of BTC’s compliance framework including monitoring and evaluating the firm's compliance with applicable laws, regulations, and internal policies and procedures and overseeing critical regulatory filings across multiple regulators.
  • Develop and enhance compliance policies and procedures to reflect changes in regulations and business practices, ensuring alignment with best practices and industry standards.
  • Work closely with enterprise Compliance teams, Legal, Operations, and other departments to address compliance issues and implement solutions collaboratively.
  • Leads or has oversight over complex compliance projects and initiatives. Sets and defines priorities and serves as a role-model for less senior members of the team. Sets the tone for others by demonstrating key core values and providing training and oversight as needed. Manages a team of compliance professionals and supports their growth and development through coaching, feedback and training.

Company Stage

N/A

Total Funding

$73.1B

Headquarters

New York City, New York

Founded

N/A

Simplify Jobs

Simplify's Take

What believers are saying

  • The $30 billion AI infrastructure fund with Microsoft could position BlackRock at the forefront of AI-driven investment opportunities.
  • Strategic acquisitions and partnerships, such as with Alexandria Real Estate Equities and Partners Group, enhance BlackRock's diversified investment portfolio.
  • The partnership with Euroclear to distribute private market funds expands BlackRock's reach in the private wealth market.

What critics are saying

  • The ambitious $30 billion AI infrastructure fund may face regulatory and operational challenges.
  • Heavy reliance on strategic partnerships and acquisitions could expose BlackRock to integration risks and market volatility.

What makes BlackRock unique

  • BlackRock's collaboration with Microsoft to launch a $30 billion AI infrastructure fund sets it apart as a leader in tech-driven investment strategies.
  • The acquisition of shares in Alexandria Real Estate Equities Inc. highlights BlackRock's strategic diversification into urban office real estate.
  • BlackRock's partnership with Injective to launch a tokenized perpetual market demonstrates its innovative approach to integrating blockchain technology into traditional finance.

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