Compliance Conduct and Operational Risk – Senior Associate

Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in our team to partner with the Business to provide a comprehensive view. As a Senior Associate  in Compliance Conduct and Operational Risk Control Management(CCOR) spearhead and oversee a high-impact Compliance Risk Assessment (CRA) program across multiple Lines of Business (LOBs) and Corporate Functions.

Key Responsibilities:

• Conduct compliance risk assessments to identify potential risks and assist in developing mitigation strategies and capable of interpreting and integrating legal obligations into organizational processes and frameworks.
• Preferred experience in managing legal obligations and familiarity with ELA (Enterprise Legal Application) systems and provide control-related subject matter expertise for relevant projects driven inside and outside of the Control Management organization and manage data processes, ensuring data integrity and accuracy across projects.
• Support the management of project lifecycles, ensuring alignment with organizational goals and objectives.
• Support the team in developing the content and agenda for various control committees and forums
• Design, enhance, produce and maintain reporting processes for reoccurring deliverables on a regular basis and utilize Alteryx and Excel to analyze and visualize data, supporting informed decision-making and strategic planning.
• Gather and analyze qualitative and quantitative data to inform project and risk management decisions and coordinate status updates and liaise with stakeholders to ensure adherence to project timelines and deliverables.
• Develop communication materials for project updates and stakeholder engagement and draft project documentation, including business requirements, technical specifications, and internal communications.
• Partner with various departments to deliver a consistent and excellent stakeholder experience and contribute to continuous improvement initiatives to enhance project delivery and organizational performance.

Required Qualifications, Skills, and Capabilities:

• Bachelor’s degree or equivalent experience required
• 10+ years of experience in financial services industry with 5+ years of experience in controls, audit, quality assurance, operational risk management, or compliance preferred; or equivalent subject matter expertise in a relevant business related function/operation
• Experience in compliance risk assessment and developing risk mitigation strategies.
• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred
• Strong writing and communication skills to drive discussions and reach consensus.
• Ability to challenge the status quo and provide new perspectives for continuous improvement.
• Demonstrated skill in managing projects and problem-solving.
• Strong interpersonal skills with the ability to collaborate effectively across different business areas.

Preferred qualifications, skills and capabilities:

• Experience with other software packages is a plus (e.g., Tableau, Python etc)