Vice President

Purpose of the Position 

The role will be responsible for evaluating and improving the effectiveness of risk management, control, and governance processes within the asset management firm. This role involves conducting audits, preparing reports, and ensuring compliance with regulatory requirements.

Key Responsibilities 

• Audit Planning: Assist in planning audits, developing audit programs, and performing audit fieldwork, including process documentation, control evaluations, and client interviews
• Audit Execution: Perform audit work, document audit results, and propose corrective measures to strengthen internal controls and operational policies
• Reporting: Prepare clear and concise audit work papers and reports within prescribed timeframes
• Compliance: Ensure compliance with regulatory requirements and internal policies
• Relationship Management: Maintain good relations with auditees and external auditors
• Continuous Improvement: Identify and document audit issues, propose resolutions, and track the implementation of agreed actions
• Sarbanes Oxley: Co-ordination of the audit across Finance and IT.

Knowledge and Experience

• Education: Bachelor's degree in Accounting, Finance, Business Administration, or a related field
• Certifications: CPA, CIA, CISA, CFE, or other relevant certifications
• Experience: Experience in auditing finance, accounting, or operational risk in the financial services industry, preferably within asset management
• Skills: Strong analytical skills, attention to detail, excellent communication skills, and proficiency in MS Office (Word, Excel, Outlook, PowerPoint)
• Team Player: Ability to work effectively within a team and contribute to team goals
• Self-Motivated: Ability to work independently and manage time effectively