Full-Time

Senior Compliance Manager

Updated on 5/24/2024

Tandem Bank

Tandem Bank

51-200 employees

Offers sustainable financial services and green mortgages

Fintech

Senior

Manchester, UK

Required Skills
Communications
Requirements
  • Strong focus on consumer outcomes in a retail financial services environment.
  • Experience of producing a robust and risk-based Compliance Monitoring Plan and underlying tools like a Risk Universe.
  • Track record of delivering outcomes focused thematic and adhoc monitoring reviews to a high standard.
  • Experience of working with regulatory requirements, including the Consumer Duty.
  • Strong working knowledge of the FCA Handbook including SYSC, BCOBS, MCOB and CONC.
  • Ability to plan and prioritise effectively to meet changing priorities and demands.
  • Ability to interpret data and information to highlight opportunities and minimise risk.
  • Excellent communication and engagement skills; able to engage stakeholders at all levels
  • Is commercially astute.
  • Is analytical, pragmatic and systematic in approach to problem solving.
  • Previous experience of managing other compliance professionals.
  • Able to work and deliver alone or as part of a team
  • Relevant qualifications such as CeMap and/or ICA Diplomas in Compliance, Governance an advantage
Responsibilities
  • Leading, coaching and developing the assurance team.
  • Creating, implementing and delivering the annual monitoring plan.
  • Maintaining and evolving the Risk Universe with period refreshes to keep the monitoring plan dynamic and providing appropriate levels of assurance.
  • Leading, managing and overseeing the completion of monitoring activities in line with the annual plan.
  • Building credibility with the business via strong engagement and quality outputs to help raise awareness of compliance and conduct matters and embed a consumer outcome focused culture.
  • Providing support, steer, and challenge to the business on outcomes and actions arising from monitoring activity.
  • Facilitating, continually improving, and managing KRI dashboards and departmental MI based on assurance activities.
  • Producing MI for bank-wide Committees on assurance activity and progress against the Compliance Monitoring Plan.
  • Deputising for the Head of Compliance (SMF16) as needed, including attending executive committees.
  • Fulfilling some Compliance Advisory work as required by the Head of Compliance.

Tandem Bank specializes in eco-friendly banking solutions, making it an ideal workplace for those passionate about sustainability. The bank’s focus on green mortgages and home improvement loans using cutting-edge technology not only simplifies financial management for its customers but also fosters a culture of environmental responsibility among its employees. This approach positions Tandem Bank as a leader in sustainable finance, offering a unique and impactful working experience for its team.

Company Stage

Seed

Total Funding

$220.2M

Headquarters

Blackpool, United Kingdom

Founded

2013

Growth & Insights
Headcount

6 month growth

0%

1 year growth

-3%

2 year growth

-5%