AO/Regulatory Reporting Analyst

As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.

With over 4,400 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.

The Regulatory Reporting Analyst will be a member of the Middle Office Investment Management Operations team, who has ownership of all regulatory reporting responsibilities for EMEA and some selected global legislation. The  Regulatory Reporting is responsible for reviewing and implementing new operational aligned market regulation, daily running of Trade, Transaction and Holdings reporting complying with regulation.

The key job responsibilities include, but are not limited to:

• Supervision of daily uploads and failure management of data to repositories and regulators
• In–depth root cause analysis of issues against standard regulatory practice
• Ensure completion of Daily, Monthly and Quarterly reconciliations between AB, Regulator and Repositories 
• Client onboarding management to support regulatory reporting requirements
• Completion of Client Requested Attestations & Certifications with respect to ASIC & EMIR
• Collation of KPI Reporting for presentation to the internal Reporting Panel and Senior Management

What makes this role interesting?

OTC Reporting

• Daily production upload to our chosen Transaction Repository
• Problem Management of Incidents and Errors related to reporting and subsequent control process enhancements
• Business User Testing of changes to reporting solution and the impact of any upstream data provider systems
• New Client or Fund on-boarding and closing processes, for both in-house and delegated services
• Ensuring AB’s EMIR reporting remains in compliance with current and future legislation.

MIFID Reporting

• Perform MIFID Reporting using external reporting solution
• Daily production upload to our chosen Transaction Repository (Unavista)
• Problem Management of all Incidents and Errors related to MIFID reporting and subsequent control process enhancements
• Business User Testing of changes to reporting solution and the impact of any upstream data provider systems
• Ensuring AB’s MIFID reporting remains in compliance with current and future legislation