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Full-Time

Compliance Officer

Aml

Updated on 10/3/2024

IMC Trading

IMC Trading

1,001-5,000 employees

Algorithmic trading and global liquidity provision

Fintech
Financial Services

Mid, Senior

Chicago, IL, USA

Category
Risk & Compliance
Legal & Compliance
Requirements
  • Familiarity with relevant AML laws and regulations, such as the USA PATRIOT Act, FinCEN guidelines, OFC sanctions, etc
  • 2 to 5 years of experience working for a bank, broker-dealer, proprietary trading firm, exchange, regulatory organization, futures commission merchant, or similar organization
  • A Bachelor’s degree
  • FINRA Series License SIE and 57 will be required within 1 year of employment
  • Strong interpersonal, organizational, analytical, problem-solving, and time-management skills
  • High level of integrity and discretion when handling sensitive and confidential information
  • Understanding of basic financial industry business knowledge and interest in the U.S. regulatory environment
  • Ability to convey complex ideas or concepts clearly
  • Strong attention to detail; Eager to learn, ask questions, and admit mistakes
  • Experience with meeting business requirements for regulatory requests, audits, examinations, and investigations.
  • Proactive and reliable, with the ability to work independently as well as with others in a small team
Responsibilities
  • Partner with the Compliance Team to drive IMC’s regulatory vision and compliance efforts.
  • Promote the Firm’s Compliance culture, awareness of regulatory developments, and best practices.
  • Balance immediate risk and compliance exposure with the longer-term needs of the firm.
  • Own day-to-day KYC and counterparty onboarding processes.
  • Ensure the organization complies with all local, national, and international AML regulations.
  • Maintain detailed, accurate, and organized documentation of the execution of the firm’s processes and procedures.
  • Assist in investigating compliance issues and responding to requests for information, audits, and regulatory exams.
  • Assist in developing and delivering AML-related training programs for staff, and keeping the organization informed about related regulatory changes and compliance requirements.
  • Find and resolve bottlenecks in processes by collaborating with traders, business development, and teammates.
  • Align synergies with compliance teams in other regions where applicable.

IMC Trading, a premier market maker, excels in utilizing algorithmic trading and advanced technology to ensure liquidity in a vast range of securities worldwide. This company fosters a collaborative environment where teams work together to develop cutting-edge software, hardware, and algorithms, essential for driving successful trading strategies. Their commitment to technological advancement and a teamwork-driven culture makes it an ideal workplace for professionals passionate about finance and technology.

Company Stage

N/A

Total Funding

N/A

Headquarters

Amsterdam, Netherlands

Founded

1989

Growth & Insights
Headcount

6 month growth

12%

1 year growth

12%

2 year growth

12%
Simplify Jobs

Simplify's Take

What believers are saying

  • IMC's global presence and strategic acquisitions provide employees with opportunities to work on diverse and impactful projects.
  • The Prosperity trading challenge offers a unique platform for employees to engage with and mentor top STEM talent, fostering a culture of innovation.
  • IMC's expansion into new office spaces and continuous investment in technology signal strong growth prospects and job stability.

What critics are saying

  • The competitive nature of the trading industry requires IMC to continuously innovate to maintain its edge.
  • Integration challenges from multiple acquisitions could lead to operational inefficiencies and cultural clashes.

What makes IMC Trading unique

  • IMC Trading's focus on innovative competitions like the Prosperity trading challenge sets it apart by engaging top STEM talent globally.
  • The company's strategic acquisitions, such as Cardinal Capital Management and Altas Technologies, enhance its market-making capabilities and technological edge.
  • IMC's significant investment in expanding office space and acquiring cutting-edge technology firms underscores its commitment to growth and innovation.

Benefits

Medical, dental & vision insurance

Parental leave

20 paid days annual leave

PTO

Paid sick leave

Fitness reimbursement

Fully-stocked kitchen in office

401k up to 4% match

IMC employee events

Donation match