Job Description:
Job Title
Director, Asset Management Treasurers Office – Regulatory and Policy Oversight
The Role
As the Director of Regulatory and Policy Oversight in Asset Management’s Treasurers Office, you will play a crucial role in supporting accounting and reporting policies for Fidelity funds. Your responsibilities will also include monitoring regulatory developments to assess their impact on our funds, business development companies, and other alternative investment products.
In this role, you will:
- Conduct regulatory and policy research on emerging issues, new products, and complex securities to identify risk areas and opportunities to strengthen our fund policies.
- Support Fidelity’s Regulatory Coordination Program Office in assessing proposals and rules from our Funds’ primary regulators and engaging with industry advocacy groups and peers.
- Collaborate across Fidelity, partnering with Fidelity Fund and Investment Operations and key Asset Management business partners in Compliance, Risk, Technology, and various Investment Divisions across the firm.
The Expertise and Skills You Bring
- A minimum of 8+ years industry or equivalent experience
- Extensive knowledge and understanding of regulatory requirements that govern mutual funds, business development companies, private partnership, and other alternative investments, including emerging digital asset products
- Exceptional research and analytical skills
- A motivated self-starter committed to accuracy, quality and completion of tasks
- Excellent organizational and project/process and relationship management skills
- Knowledge of operational risk management and internal controls, governance and oversight processes
- Ability to apply sound judgment to identify issues and risks that require attention
- Outstanding verbal, written and formal presentations communication skills
- Ability to make and effectively communicate decisions
- Ability to prioritize multiple tasks/initiatives and handle time-sensitive activities
The Team
The Asset Management Treasurers Office provides fiduciary oversight of Fidelity’s funds, shareholder activity, and service providers. We use industry knowledge, technical experience, and our responsibility as fiduciaries to set and monitor adherence to fund policies, and we support the Funds’ Boards of Trustees in fulfilling their responsibilities to the Fidelity Funds. In addition to overseeing Fidelity’s existing products, we also actively support Asset Management’s efforts to expand investment capabilities by ensuring appropriate oversight is in place for new products prior to implementation.
Certifications:
Category:
Investment Operations
Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.