Full-Time

Manager – Issues Management

FCRM Reporting

Posted on 1/28/2025

TD Bank

TD Bank

11-50 employees

Personalized wealth management and financial planning

Compensation Overview

$86.8k - $130kAnnually

Senior

Mt Laurel Township, NJ, USA

Category
Risk Management
Finance & Banking
Required Skills
Data Analysis
Requirements
  • Lead the maintenance and implementation of the FCRM Issues Management Procedures, ensuring adherence and alignment to US requirements
  • Supports FRCM teams with the issues management system and issues management related activities and provides guidance as required, including the development of tools and training as needed
  • Represents FRCM in discussions pertaining to issues management processes and/or the issues management system, including participation in system enhancement and change management discussions and activities
  • Prepares and/or reviews issues management related reporting for various stakeholders, committees, and board
  • Develops as a subject matter expert on FCRM operations to keep abreast of their issues and escalate as necessary
  • Leads the analysis of FCRM Program issues and identify trends to inform executive reporting as needed
  • Develops and implements executive and senior management reporting, as required
  • Performs validation of AML, Sanctions & ABAC related issues for FCRM
  • Manages issues management program monitoring and attestation activities, and related processes
  • Supports external/internal audits of FCRM as applicable
  • Represents team on projects, as required, to provide guidance and support on issues management and other areas as applicable
  • Responsible for maintaining updates to applicable policies, procedures, frameworks and methodologies as applicable
  • Performs ad hoc analysis and participates in regulatory initiatives, special projects, or other activities as assigned.

TD Bank provides wealth management services aimed at helping Canadians grow, manage, and protect their wealth. Their approach involves understanding each client's unique goals through a detailed discovery process that incorporates behavioral finance to create a personalized Wealth Personality™ profile. This profile guides the development of a customized wealth strategy that adapts to the client's life priorities. TD Bank's services focus on building net worth, implementing tax-efficient strategies, protecting assets, and planning for legacy. Their goal is to offer relevant and tailored financial advice that evolves with the client's needs.

Company Size

11-50

Company Stage

IPO

Total Funding

N/A

Headquarters

Toronto, Canada

Founded

1955

Simplify Jobs

Simplify's Take

What believers are saying

  • Digital banking adoption is driving demand for enhanced mobile banking features.
  • Open banking allows TD Bank to collaborate with fintech for personalized services.
  • Sustainability trends support TD Bank's focus on green finance initiatives.

What critics are saying

  • Competition from fintechs pressures TD Bank to innovate rapidly.
  • Rising interest rates may reduce demand for new home loans.
  • Remote work trends could impact TD Bank's commercial real estate investments.

What makes TD Bank unique

  • TD Bank is leveraging AI for advanced fraud detection and prevention.
  • The bank is integrating ESG criteria into its lending and investment decisions.
  • TD Bank is exploring blockchain for cross-border transaction efficiency.

Help us improve and share your feedback! Did you find this helpful?

Benefits

Health Insurance

Paid Vacation

Flexible Work Hours

Professional Development Budget

Mental Health Support

Wellness Program

Performance Bonus

Company News

GlobeNewswire
Feb 26th, 2025
FirstService Increases Credit Facility to US$1.75 Billion

TORONTO, Feb. 26, 2025 (GLOBE NEWSWIRE) -- FirstService Corporation (TSX: FSV; NASDAQ: FSV) (“FirstService”) announced today that it has expanded and...

Newswire
Feb 6th, 2025
Terrestar Solutions secures major funding round

Terrestar Solutions, a Canadian mobile satellite operator, has secured funding from TD Bank Group. The Montreal-based company plans to invest in a constellation of low-earth-orbit satellites to enhance communications capacity and services across Canada. This initiative aims to integrate satellite connectivity with terrestrial networks, ensuring nationwide coverage. Terrestar's Strigo brand will offer direct-to-mobile satellite services, supporting national interests and aiding first responders.

Newswire
Jan 28th, 2025
TD Bank Group to Issue NVCC Subordinated Debentures

/CNW/ - The Toronto-Dominion Bank ("TD" or the "Bank") today announced a domestic public offering of C$1 billion of medium term notes (non-viability contingent...

GlobeNewswire
Dec 2nd, 2024
AirBoss Announces New Credit Facilities and Update On Strategic Transition

NEWMARKET, Ontario, Dec. 02, 2024 (GLOBE NEWSWIRE) -- AirBoss of America Corp. (TSX: BOS) (OTCQX:ABSSF) (the “Company” or “AirBoss”) today announced that...

Monitor Daily
Sep 27th, 2024
TD Bank Appoints Bregenzer and Gateman as Co-Heads of U.S. Commercial Banking

TD Bank appointed Andy Bregenzer and Jill Gateman as co-heads of U.S. commercial banking.

INACTIVE