Full-Time

Manager – Issues Management

FCRM Reporting

Confirmed live in the last 24 hours

TD Bank

TD Bank

11-50 employees

Personalized wealth management and financial planning

Fintech
Financial Services

Compensation Overview

$86.8k - $130kAnnually

Senior

Mt Laurel Township, NJ, USA

Category
Risk Management
Finance & Banking
Required Skills
Data Analysis

You match the following TD Bank's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • Lead the maintenance and implementation of the FCRM Issues Management Procedures, ensuring adherence and alignment to US requirements
  • Supports FRCM teams with the issues management system and issues management related activities and provides guidance as required, including the development of tools and training as needed
  • Represents FRCM in discussions pertaining to issues management processes and/or the issues management system, including participation in system enhancement and change management discussions and activities
  • Prepares and/or reviews issues management related reporting for various stakeholders, committees, and board
  • Develops as a subject matter expert on FCRM operations to keep abreast of their issues and escalate as necessary
  • Leads the analysis of FCRM Program issues and identify trends to inform executive reporting as needed
  • Develops and implements executive and senior management reporting, as required
  • Performs validation of AML, Sanctions & ABAC related issues for FCRM
  • Manages issues management program monitoring and attestation activities, and related processes
  • Supports external/internal audits of FCRM as applicable
  • Represents team on projects, as required, to provide guidance and support on issues management and other areas as applicable
  • Responsible for maintaining updates to applicable policies, procedures, frameworks and methodologies as applicable
  • Performs ad hoc analysis and participates in regulatory initiatives, special projects, or other activities as assigned.

TD Bank provides wealth management services aimed at helping Canadians grow, manage, and protect their wealth. Their approach involves understanding each client's unique goals through a detailed discovery process that incorporates behavioral finance to create a personalized Wealth Personality™ profile. This profile guides the development of a customized wealth strategy that adapts to the client's life priorities, focusing on building net worth, implementing tax-efficient strategies, protecting assets, and planning for legacy. Unlike many competitors, TD Bank emphasizes a personalized and holistic approach to financial planning, ensuring that clients receive tailored advice that evolves with their needs.

Company Stage

IPO

Total Funding

N/A

Headquarters

Toronto, Canada

Founded

1955

Simplify Jobs

Simplify's Take

What believers are saying

  • Digital banking adoption is driving demand for enhanced mobile banking features.
  • Open banking allows TD Bank to collaborate with fintech for personalized services.
  • Sustainability trends support TD Bank's focus on green finance initiatives.

What critics are saying

  • Competition from fintechs pressures TD Bank to innovate rapidly.
  • Rising interest rates may reduce demand for new home loans.
  • Remote work trends could impact TD Bank's commercial real estate investments.

What makes TD Bank unique

  • TD Bank is leveraging AI for advanced fraud detection and prevention.
  • The bank is integrating ESG criteria into its lending and investment decisions.
  • TD Bank is exploring blockchain for cross-border transaction efficiency.

Help us improve and share your feedback! Did you find this helpful?

Benefits

Health Insurance

Paid Vacation

Flexible Work Hours

Professional Development Budget

Mental Health Support

Wellness Program

Performance Bonus