Full-Time
Compliance Analyst
Posted on 6/27/2024
MicroVentures
51-200 employees
Equity crowdfunding platform for startups
Junior
Remote in USA
- A strong educational background including an undergraduate degree and a minimum of 2 years of relevant experience
- FINRA Series 7 and 63 licenses
- Ability to obtain the Series 24 license within 90 days of hire date
- Demonstrated ability to work effectively and cross-functionally within a small startup organization and with employees at all levels
- Service-oriented with the ability to seek logical, equitable, and compliant solutions
- Ability to prioritize, multi-task, meet or exceed deadlines, and maintain flexibility in a fast-paced, changing environment
- Strong problem-solving skills and the ability to confront conflict and difficult issues in a professional, assertive, and proactive manner
- Knowledge of the private placement and crowdfunding business, including products, compliance, and administration
- Working knowledge of federal securities regulations
- Ability to collect and evaluate financial, transactional, or other data to determine trends
- Detail-oriented and focused on producing an accurate high-quality work product
- Able to perform with minimal supervision
- Investment surveillance
- Surveillance of electronic communications
- Investigate potential issues discovered during electronic communications surveillance; collaborate with compliance team to resolve or escalate issues
- Document review
- Assist the compliance team with maintaining policies and procedures
- Monitor, test, and provide written results for compliance policies and procedures
- Work independently, and/or with others, to complete compliance-related projects, reviews, and other tasks as assigned
MicroVentures operates an equity crowdfunding platform that allows both accredited and non-accredited investors to invest in high-growth startups and private market opportunities. The platform simplifies the investment process by providing access to early-stage investment opportunities that were once limited to venture capitalists and institutional investors. MicroVentures generates revenue through a dual-fee structure, where investors pay a fee based on their investment amount, and companies pay a fee to list their fundraising campaigns. Additionally, the company offers educational resources to help investors understand the risks and make informed decisions about equity crowdfunding. This focus on accessibility and education sets MicroVentures apart from its competitors in the fintech market.
Company Stage
N/A
Total Funding
$3.2M
Headquarters
Austin, Texas
Founded
2009
Simplify's Take
What believers are saying
- Investing through MicroVentures offers exposure to innovative companies like Mighty Buildings and Remedium Bio, which are at the forefront of their respective industries.
- The platform's successful track record in raising significant funds for startups indicates strong investor confidence and potential for high returns.
- MicroVentures' diverse portfolio reduces risk by spreading investments across various sectors and stages of company growth.
What critics are saying
- The high-risk nature of early-stage investments means that there is a significant chance of financial loss for investors.
- Equity crowdfunding can lead to overvaluation of startups, potentially resulting in lower returns if the companies do not meet growth expectations.
What makes MicroVentures unique
- MicroVentures leverages equity crowdfunding to democratize investment opportunities, allowing everyday investors to participate in high-growth startups.
- The platform's focus on diverse sectors, from biotechnology to sustainable construction, provides a broad range of investment opportunities compared to more specialized venture firms.
- MicroVentures' involvement in early-stage funding rounds, such as seed and Series A, positions it as a critical player in the initial growth phases of startups.
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