Full-Time

Wealth Management

Operational Due Diligence Analyst, Vice President

Confirmed live in the last 24 hours

Morgan Stanley

Morgan Stanley

10,001+ employees

Global financial services and investment management

Compensation Overview

$110k - $185k/yr

+ Commission Earnings + Incentive Compensation + Discretionary Bonuses + Other Incentive Packages + Morgan Stanley Sponsored Benefit Programs

Senior

Company Does Not Provide H1B Sponsorship

New York, NY, USA

Category
Risk Management
Finance & Banking
Requirements
  • 5+ years of total work experience including 5+ years of direct operational due diligence experience across various types of alternative investment products and managers (alternative mutual funds, fund-of-funds, hedge funds, real estate funds, and/or private equity)
  • Undergraduate degree required
  • FINRA Series 7 and 66 (or Series 63/65) licenses required or the willingness to obtain within 90 days of hire
Responsibilities
  • Perform operational due diligence on alternative investment funds and managers for new perspective managers and ongoing monitoring process for existing relationships
  • Conduct operational assessments through onsite meetings or desk reviews of DDQs/various manager documents
  • Assess operational infrastructure and identify key risks, documenting findings in a written report
  • Work with managers to find solutions to correct any operational deficiencies identified during the operational due diligence process
  • Present findings and results to internal product approval committees
  • Interact with internal teams as appropriate, including Investment Due Diligence, Product Management, Legal, Operations, Risk, Investor Relations, and Sales as needed
  • Support a team atmosphere including idea sharing, learning, and back-up
  • Remain abreast of industry trends, regulatory matters, and market events affecting funds, managers, clients, and the industry
  • Perform project work or other responsibilities as directed by the Head of Operational Due Diligence, including financial statements review, media monitoring, and oversight of vendor relationships
Desired Qualifications
  • Some experience performing due diligence on co-investments and direct investment opportunities strongly desired, but not required
  • Advanced degree preferred
  • CFA, CPA, and/or CAIA not required but viewed favorably

Morgan Stanley provides a variety of financial services, including investment banking, wealth management, and investment management. The firm assists individuals, families, institutions, and governments in raising, managing, and distributing capital to meet their financial objectives. Its services are tailored to the specific needs of clients, utilizing a vast global network and expertise in the financial market. Morgan Stanley generates revenue through advisory fees, asset management fees, trading commissions, and interest income. What sets Morgan Stanley apart from its competitors is its strong commitment to core values such as client-first service, exceptional ideas, diversity and inclusion, and community engagement.

Company Size

10,001+

Company Stage

IPO

Headquarters

New York City, New York

Founded

1935

Simplify Jobs

Simplify's Take

What believers are saying

  • Investment in XOCEAN taps into the expanding blue economy and offshore wind sector.
  • Participation in Databricks' funding highlights growth in data lakehouse architecture importance.
  • Strategic investment in SelectQuote supports digital health market growth potential.

What critics are saying

  • Intensifying competition in wealth management could impact Morgan Stanley's market share.
  • Regulatory scrutiny on trading activities may increase compliance costs.
  • Volatility in global markets poses risks to trading and investment banking revenues.

What makes Morgan Stanley unique

  • Morgan Stanley's global network offers unparalleled access to diverse financial markets.
  • Commitment to ESG investing aligns with growing demand for sustainable financial solutions.
  • Strong focus on innovation in AI-driven software development tools enhances service offerings.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

Health Savings Account/Flexible Spending Account

Unlimited Paid Time Off

Paid Vacation

Paid Sick Leave

Paid Holidays

Hybrid Work Options

401(k) Retirement Plan

401(k) Company Match

Mental Health Support

Wellness Program

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