Full-Time

Regulatory and Governance Analyst

Posted on 1/16/2025

SoFi

SoFi

1,001-5,000 employees

Offers diverse personal finance solutions

No salary listed

Junior, Mid

Company Historically Provides H1B Sponsorship

Frisco, TX, USA

Category
Risk & Compliance
Legal & Compliance
Required Skills
SQL
Data Analysis
Excel/Numbers/Sheets
PowerPoint/Keynote/Slides
Requirements
  • Previous experience in Operations, Compliance, or Risk with a focus on Collections
  • Excellent written and oral communication skills, including strong presentation skills
  • High motivation to learn, drive change, and able to work collaboratively in a complex and fast-paced environment
  • Strong cross-functional, teaming, and communications skills as well as an ability to work in a fluid and highly collaborative environment
  • Ability to communicate complex concepts clearly and effectively
  • Experience using SQL to extract actionable information from relational databases
  • Demonstrated ability to quickly build trust and relationships, bridge communication gaps, resolve conflicts, and influence stakeholders at all levels
  • Detail-oriented, accurate, and concise
  • Strong analytical, planning, and organizational skills
  • Ability to operate independently with excellent time management skills and the ability to deliver on multiple competing priorities in a dynamic environment
  • Fluent in Excel and PowerPoint, comfortable analyzing large datasets in Google Suite, MS Office apps, etc.
  • Creative thinker with a drive to learn and a passion for leveraging data to make business decisions
Responsibilities
  • Develop strong cross-company relationships with business, engineering, legal, compliance, exam, and product leaders to drive regulatory compliance
  • Manage the end-to-end regulatory processes including assessing exam/audit cadence to ensure continued ‘Run the Business’ progress is not impeded
  • Help to produce executive-ready materials as required for committees and the board related to audits and exams
  • Work with CCoE leadership to support planning, execution of controls, and communication of updates related to governance and regulatory processes
  • Develop a strong framework, controls, and processes around the Governance and Audit/Exam management process
  • Work with Issue Management and Control teams to establish an efficient process and positive feedback loop
  • Work closely with leadership to draft, develop, and approve regulatory responses
  • Diligently review processes for potential enhancements to effectiveness and efficiency
  • Ad hoc duties to support CCoE

SoFi provides a variety of financial services aimed at helping individuals manage their money effectively. Their offerings include home loans, personal loans, student loan refinancing, credit cards, and investment options. SoFi's platform is designed to be user-friendly and mobile-first, allowing members to easily access and utilize these services. The company differentiates itself from competitors by offering a comprehensive suite of financial products under one roof, along with educational resources to assist users in making informed financial decisions. SoFi's goal is to create a seamless experience for its members, encouraging them to engage with multiple services while fostering an inclusive environment.

Company Size

1,001-5,000

Company Stage

IPO

Headquarters

San Francisco, California

Founded

2011

Simplify Jobs

Simplify's Take

What believers are saying

  • SoFi's partnership with Fortress expands its Loan Platform Business by $3.2 billion.
  • Member deposits grew to $27.3 billion, indicating strong customer retention.
  • Collaboration with Kelsea Ballerini enhances brand visibility among younger audiences.

What critics are saying

  • Shift towards trade schools may reduce demand for student loan refinancing.
  • Resumption of student loan collections could increase default rates.
  • Rising interest rates may reduce demand for SoFi's loan products.

What makes SoFi unique

  • SoFi offers a comprehensive suite of financial products under one platform.
  • The company leverages mobile-first technology to enhance user experience and engagement.
  • SoFi's member-first approach fosters a welcoming and inclusive environment.

Help us improve and share your feedback! Did you find this helpful?

Benefits

You’re taken care of. SoFi employees receive comprehensive health, vision, dental, life insurance, and disability benefits—as well as flexible time off, fitness, fertility, and family planning options.

Realize your ambitions. We want to help our employees achieve financial freedom, just like our members. That’s why we contribute $200 per month toward your student loans to help pay down your debt—plus free financial classes.

Never stop learning. We offer frequent training, mentorship opportunities, and leadership programs to develop our people. We also cover tuition costs for approved programs, up to $5,250 per year.

Growth & Insights and Company News

Headcount

6 month growth

-8%

1 year growth

0%

2 year growth

0%
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