Full-Time

General Counsel & Chief Compliance Officer

Posted on 5/15/2024

Belvedere Trading

Belvedere Trading

201-500 employees

Proprietary trading firm leveraging technology

Fintech

Senior

Chicago, IL, USA

Requirements
  • Law degree and a current law license
  • Prior experience managing legal and compliance teams
  • Experience with designing, implementing, and reviewing regulatory surveillance
  • FINRA Series 7 or 57, and Series 24 required (or must obtain within two months of hire)
  • Strong organizational skills
  • Ability to work effectively with all levels of management
  • Interest in developing areas of financial regulation
Responsibilities
  • Provide strategic regulatory, legal, and compliance guidance
  • Suggest pragmatic, scalable, and automated legal and compliance solutions
  • Conduct comprehensive internal compliance reviews
  • Keep abreast of regulatory developments
  • Promote a culture of compliance
  • Oversee engagement and response to regulatory examinations
  • Advise on action planning deliverables for relevant rulemaking
  • Manage Compliance and Legal team members
  • Draft and update policies and procedures
  • Engage outside legal counsel
  • Negotiate, draft, and review trading agreements
  • Update and maintain corporate governance documents
  • Vet and provide regulatory guidance for new product and strategy initiatives

Belvedere Trading, LLC

Company Stage

N/A

Total Funding

N/A

Headquarters

Chicago, Illinois

Founded

2002

Growth & Insights
Headcount

6 month growth

-1%

1 year growth

1%

2 year growth

20%

Benefits

Medical coverage

Life Insurance

Complimentary access to a full gym in the building

Time off

Parental leave

401(k)

Continuing education

Transit benefit program

Relocation reimbursement