Full-Time

Lead Compliance Specialist

Fair Lending

Confirmed live in the last 24 hours

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Compensation Overview

$77.5k - $131.5kAnnually

+ Additional Incentives

Mid, Senior

No H1B Sponsorship

Wheeling, IL, USA

Category
Risk & Compliance
Legal & Compliance
Required Skills
Risk Management
Requirements
  • Bachelor's Degree in Business Administration or Management.
  • 4+ years of experience in Project Management, Compliance, Risk, Operations, Governance, or related field.
  • In lieu of a degree, 8+ years of experience in compliance, law, risk operations, or governance.
Responsibilities
  • Help management maintain and enhance department or functional units in support of the overall compliance program.
  • Collaborate with management to identify compliance issues and corrective action plans and communicate the scope and severity of identified concerns to the applicable level of management.
  • Assist in obtaining and developing content for presentations for committee reporting.
  • Support the business in operationalizing legal and regulatory requirements.
  • Maintain a high level of awareness and knowledge of regulatory compliance requirements and assist in the identification of compliance risks.
  • Manage the activities of the Compliance staff (direct/indirect) and take responsibility for the overall integrity and quality of the work product.
  • Collaborate with business partners in the first line of defense regarding compliance risks and controls.
  • Create and maintain work product and supporting documentation.
  • Communicate results and/or concerns verbally and in writing.
  • Ensure compliance issues are brought to the attention of senior compliance professionals.
  • Monitor and validate the status of corrective actions taken by business partners to remediate concerns.
  • Review and investigate elevated complaints as key Compliance point of contact in areas such as DCC/EOCA, review tracking and trending, and assist business with identification of process improvements to mitigate compliance risks identified by complaint analysis.
  • Evaluate, monitor and/or test the adequacy of business processes and practices with respect to risks, controls, and regulatory requirements, and identification of gaps and issues.
  • Assist more senior compliance professionals in evaluating the adequacy of business policies, procedures, training and reference materials, system and manual processes, and provides support for research of regulatory requirements.
  • Assist Principals, Managers, or Senior Manager in discrete portions of larger projects.
Desired Qualifications
  • 6+ years of experience in compliance, Law, Risk Operations, Governance, or related field.
  • Certified Regulatory Compliance Manager – Lending, Deposits.
  • PMP
  • JD, CISA, CIPP, CRMP, RIMS

Company Stage

N/A

Total Funding

N/A

Headquarters

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Founded

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