Full-Time

Director – Information Barrier Compliance

Confirmed live in the last 24 hours

BlackRock

BlackRock

Data & Analytics
Fintech
Financial Services

Compensation Overview

$170k - $230kAnnually

+ Annual Discretionary Bonus

Senior, Expert

Company Historically Provides H1B Sponsorship

New York, NY, USA

Position is for New York City only.

Category
Risk & Compliance
Legal & Compliance
Required Skills
Data Analysis
PowerPoint/Keynote/Slides
Requirements
  • 8-10 years of asset management or similar experience either in a Control Room, Portfolio Compliance, or Advisory Compliance working with MNPI and/or information barriers
  • Knowledge of MNPI/Insider Trading related regulatory requirements and/or Aladdin a plus
  • Strong written/oral communication, organizational, and interpersonal skills
  • Ability to work as part of a team and independently in a fast-paced environment with competing priorities
  • Ability to outline a project and manage to completion while interacting with various parts of BlackRock
  • Organized and detail-oriented with strong time management and multi-tasking skills
  • Demonstrated ability to think critically, logically and analytically
  • Proficient across M365 applications including Excel, Word, PowerPoint, and Teams
  • Bachelor’s degree required
Responsibilities
  • Provide leadership and oversight for key aspects of the compliance programs related to information barriers
  • Help to manage, oversee and coach team members involved in the delivery of key compliance related tasks and initiatives
  • Serve as a point of contact for business inquiries such as those related to material non-public information (MNPI) restrictions or other information barrier compliance related matters
  • Prepare, review, and update/implement policies, procedures, and processes to help ensure compliance with applicable regulatory requirements and industry practices especially those related to the barrier compliance programs
  • Participate in efforts with respect to applicable regulatory examinations/inspections and Internal Audits.
  • Partner with technology on updates and enhancements to BlackRock’s proprietary system for managing MNPI
  • Oversee certain investment team activities through surveillance and periodic testing
  • Assist with the preparation and delivery of compliance training and education programs
  • Prepare management information reporting
  • Work on other Compliance related ad-hoc projects as needed

Company Stage

IPO

Total Funding

$78.7B

Headquarters

New York City, New York

Founded

1988

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Simplify's Take

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