Full-Time
Risk & Compliance Associate
Posted on 3/27/2024
Commission-free trading and investing app
Junior, Mid, Senior
London, UK
- Based in the United Kingdom
- Bachelor's degree or equivalent practical experience
- 3 - 6 years of compliance practice experience specialising in financial services in the UK
- Thorough knowledge of compliance topics such as: financial promotions, communications, complaint handling, business continuity, AML ethics & integrity, KYC/CDD,governance and risk & control frameworks
- Exceptional attention to detail and strong problem-solving skills
- Excellent written and oral communication skills
- Open minded, curious, knowledgeable, proactive and not being afraid of asking for help and offering help
- Self-starter with ability to work independently and coordinate across multiple functional groups
- Resourceful and adaptive in fast-paced, entrepreneurial environments
- Experience working in an international team environment
- A regulatory compliance background with an FCA regulated firm
- Passionate about financial services
- Experience working across large projects with multiple work streams and coordinating cross functional teams
- Ability to quickly understand systems and process flows
- Support the design and implementation of risk & compliance processes based on internal policies and frameworks
- Working with the team and key business stakeholders in completing the UK compliance monitoring program
- Horizon scanning upcoming regulatory change and assessing impact on the policy and procedure
- Carrying out day-to-day compliance approvals and escalation processes, such as Financial Promotion approvals and complaints investigation
- Support the fincrime escalation and investigation processes resulting from customer and transaction monitoring
- Initiatives to improve effective and efficient processing of the fincrime and compliance related processes
- Reviewing risk disclosures and risk warnings in any communications or other materials to ensure compliance with local requirements
- Identifying and assessing risks in a joint effort with the 1st line of defence
- Fostering and contributing to a culture of high ethical standards and integrity and promoting the core values, risk culture and risk appetite
Robinhood offers a commission-free stock trading and investing app, allowing users to trade stocks, options, ETFs, and cryptocurrencies without paying commissions. The app also includes a cash management program, retirement accounts with a 1% match, and a self-custody wallet for crypto, NFTs, web3, and dapps.
Company Stage
IPO
Total Funding
$7.4B
Headquarters
West Menlo Park, California
Founded
2013
6 month growth
↑ 3%1 year growth
↑ 4%2 year growth
↓ -21%Benefits
Well-being - Premium medical, dental, and vision insurance
Family & home life - Parental leave, personal prosperity benefits
Comfort & care - Flexible work from home / office balance, health & wellness stipend
Office life - Catered meals and fully stocked kitchen, commuter benefits
Growth - Education and training, community events, career mentorships