Internship

2025 Compliance Summer Intern

Posted on 1/30/2025

GCM Grosvenor

GCM Grosvenor

201-500 employees

No salary listed

Chicago, IL, USA

Category
Risk Management
Finance & Banking
Required Skills
Public Policy
Requirements
  • Currently pursuing a bachelor’s degree with a concentration in Finance, Business, Accounting, Public Policy or Law.
  • Demonstrated interest in the compliance field.
  • Strong knowledge of securities instruments and capital markets structure.
  • Interest in gaining exposure to regulatory and self-regulatory agencies (e.g., SEC, CFTC, FINRA, NFA).
  • Strong writing skills with the ability to summarize and digest content quickly and clearly.
  • Detail oriented with strong analytical and problem-solving skills, including project management.
  • Strong interpersonal skills, with a strong presence and team building skills.
  • Comfortable with speaking to all levels of employees, from the CEO to most junior staffer.
  • Positive attitude and teamwork oriented.
Responsibilities
  • Assisting with compliance around employee trading using My Compliance Office (MCO), including reviewing employee trading statements and confirms, sending out FINRA 3210 request letters, and assisting in required pre-clearance requests.
  • Onboarding new hires in SCT, setting up certifications, reviewing trading exceptions, and adding accounts to electronic data feeds.
  • Answering employee questions relating to Code of Ethics matters and personal trading policy.
  • Assisting with analyzing conflicts and outside business activities with respect to employees.
  • Assisting with forensic testing related to investment adviser and broker dealer annual reviews.
  • Reviewing investor subscription agreements to comply with certain requirements, including AML and KYC.
  • Reviewing and updating current policies to incorporate operational and Regulatory changes.
  • Assisting with regulatory filings.
  • Reviewing and summarizing legal cases.
  • Other projects as assigned.

Company Size

201-500

Company Stage

IPO

Headquarters

Chicago, Illinois

Founded

1971

Simplify Jobs

Simplify's Take

What believers are saying

  • GCM Grosvenor raised $615M for Co-Investment Opportunities Fund III in February 2025.
  • The Elevate Fund closed with nearly $800M, supporting small and emerging managers.
  • GCM Grosvenor's acquisition of AGT Foods' infrastructure expands its asset portfolio.

What critics are saying

  • Increased competition in middle-market transactions may pressure GCM Grosvenor's margins.
  • Reliance on small managers through Elevate Fund may expose GCM to higher risks.
  • Integration challenges may arise from AGT Foods' infrastructure acquisition.

What makes GCM Grosvenor unique

  • GCM Grosvenor's Elevate Fund supports small and emerging private equity firms.
  • The firm has a strong focus on middle-market growth and buyout transactions.
  • GCM Grosvenor's Infrastructure Advantage Strategy includes diverse asset acquisitions.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

401(k) Retirement Plan

401(k) Company Match

Wellness Program

Company News

Stock Titan
Feb 28th, 2025
GCM Grosvenor Raises $615M for Fund III

GCM Grosvenor (Nasdaq: GCMG) has closed its Co-Investment Opportunities Fund III, raising approximately $615 million. This marks a significant increase from its predecessor, GCF II. The firm's total private equity co-investment commitments now stand at $9 billion within a broader $30 billion private equity platform. GCF III will focus on middle-market growth and buyout transactions, attracting diverse investors globally, including pension plans, financial institutions, and family offices.

GCM Grosvenor
Feb 25th, 2025
GCM Grosvenor Announces Final Close of GCM Grosvenor Co-Investment Opportunities Fund III, Raising Nearly $615 Million

CHICAGO, Feb. 25, 2025 - GCM Grosvenor (Nasdaq: GCMG), a global alternative asset management solutions provider, today announced the final close of GCM Grosvenor Co-Investment Opportunities Fund III ("GCF III"), securing approximately $615 million in commitments, a material increase over its predecessor, GCF II.

Benzinga
Jan 23rd, 2025
Gcm Grosvenor Elevate Fund Holds Final Close At Nearly $800 Million, The Largest Debut Private Equity Seeding Fund Of Its Kind, Signaling Strong Continued Support For Small And Emerging Firm Founders

CHICAGO, Jan. 23, 2025 (GLOBE NEWSWIRE) -- GCM Grosvenor GCMG, a leading global alternative asset management firm, today announced its inaugural Elevate Fund ("Elevate") has completed its final close with nearly $800 million in committed capital. Launched in 2023, Elevate makes catalytic seed investments in small and emerging private equity firms, focused on lower- and middle-market buyout strategies across industries. Elevate builds on GCM Grosvenor's strong, multi-decade track record of investing in small and emerging managers and the firm's position as a leading investor in the small- and middle- and middle market. The $80 billion firm has approximately $20 billion in assets under management with small and emerging managers. The firm's deep expertise and expansive network enable it to provide critical resources, strategic guidance, and operational support to firm founders, encouraging innovation, growth, and a stronger path to long-term success

Business Wire
Dec 18th, 2024
Benchstrength Closes $62M Early-Stage Venture Capital Fund

"GCM Grosvenor is excited to partner with Benchstrength.

Progressive Railroading
Nov 21st, 2024
AGT Foods sells short line, bulk handling infrastructure

AGT Food and Ingredients Inc. of Regina, Saskatchewan, has sold all shares of its short-line rail and bulk handling infrastructure to GCM Grosvenor, a Chicago-based global alternative asset management firm.

INACTIVE