Full-Time
Compliance Officer
Anti-financial Crime & Compliance Testing
Posted on 11/30/2025
Deutsche Bank
10,001+ employees
Global bank offering investment, asset, retail.
No salary listed
Pune, Maharashtra, India
In Person
 Finance & Banking (1) |
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- BA or BS Degree necessary.
- Perform AFC and Compliance reviews under the direction of the Americas Head of AFC and Compliance Testing to assess and review compliance with legal, regulatory, and internal firm policy requirements applicable to DWS products and services in the Americas. May also support global reviews that cover other Regions outside of the Americas.
- Build and maintain effective relationships with business line leadership, business line AFC and Compliance, Operations groups, Internal Audit, Testing peers in Deutsche Bank, and other stakeholders and partners throughout the region.
- Ensure testing scripts are effectively designed to identify potential control gaps and non-compliance with laws and regulations.
- Identify AFC and Compliance risks inherent in a business or process and assess whether the control framework in place is effectively managing these risks.
- Determine the root cause of issues and guide the development of effective remediation plans to mitigate the risks.
- Support the preparation and distribution of reports to DWS leadership and senior management detailing review findings and recommendations.
- Ensure that all findings and recommendations are entered into the appropriate issue tracking system for managing corrective actions effectively and performing follow-up and final validation to ensure proper resolution.
- Support the Americas Head of AFC and Compliance Testing in drafting periodic reports to senior management and regulators, as well as in various other ad hoc projects.
- General knowledge of regulations governing financial institutions including the BSA, USA PATRIOT Act, sanctions, and financial services rules and regulations of the FRB, FINRA, SEC, NFA, and CFTC.
- Knowledge of asset management related products and services (e.g., broker dealer, investment advisory, fixed income, and equities), particularly a bank-affiliated asset manager.
- Experience in Compliance, Testing or Internal Audit functions within financial services.
- Strong interpersonal and communication skills and experience with the ability to interact effectively with internal and external stakeholders, including regulators and senior management.
- Demonstrated strong analytical and investigative skills.
- Demonstrated strong critical thinking skills including the ability to identify the root cause of issues.
- Demonstrated ability to manage multiple compliance reviews and projects at the same time and meet quality standards and deadlines.
Deutsche Bank provides global financial services including investment banking, asset management, and retail banking for individuals, businesses, and institutions. It earns income through loan interest, fees, and trading and investment revenue, while applying AI and cloud technology to improve efficiency and client offerings. The bank differentiates itself by combining traditional banking with deep technology integration and a strong focus on ESG, sustainable finance, and support for entrepreneurs during economic crises. Its goal is to deliver comprehensive financial solutions across client segments, promote responsible investing, and help clients navigate economic challenges.
Company Size
10,001+
Company Stage
IPO
Headquarters
Frankfurt, Germany
Founded
1870
Simplify's Take
What believers are saying
- Q1 2026 net profit jumped 8% to €1.9B, beating analyst expectations.
- Investment banking positioned to capitalize on rising equity capital markets activity.
- Elliptic investment enhances crypto compliance capabilities as institutions expand digital assets.
What critics are saying
- DWS spin-off since 2018 dilutes asset management fees through independent consolidation.
- US dollar weakness from Middle East conflict compresses Investment Bank revenues.
- Postbank integration failures drive retail clients to digital-first competitors like N26.
What makes Deutsche Bank unique
- Global transaction banking leader with cross-border payments and trade finance expertise.
- DWS asset management arm pioneering digital assets and blockchain investment solutions.
- Wealth management presence in premium hubs: Switzerland, Luxembourg, Cayman Islands, Dubai.
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Benefits
Health Insurance
Paid Vacation
Parental Leave
Family Planning Benefits
Professional Development Budget
Mental Health Support
Flexible Work Hours
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