Facebook pixel

Risk Assessment Analyst
Confirmed live in the last 24 hours
Greenwich, CT, USA
Experience Level
Desired Skills
  • 5+ years in Risk Management, Operational Risk, AML, or other Risk Management related function (first line control, audit) in financial services
  • Strong working knowledge of AML and Operational Risk Management Frameworks
  • Practical experience in executing Risk Assessments, evaluating, documenting and testing the internal control environment, developing and producing meaningful metric reporting, conducting event/root cause analysis
  • Knowledge of OR/AML industry best practice and regulatory standards - forward thinking approach to application of risk standards
  • Highly diligent individual - results driven and hard working - ability to execute risk assessments to a high degree of quality; professionally skeptical
  • Strong interpersonal skills, excellent work ethic, highly credible and influential presenter (verbal and written); strong communicator and influencer; team player
  • Superior analytical abilities and decision-making skills; ability to exercise independent judgment
  • Demonstrate strong ability to write clearly and concisely
  • Working knowledge of regulations with regards to Operational Risk/AML, and industry practices for global brokers or other financial services companies preferred
  • Strong MS Office skills
  • Bachelor's degree required; advanced education degree preferred
  • ACAMS certification required
  • Support the Head of Operational Risk in executing all aspects of the Risk Management Framework
  • Partner with risk owners to execute Risk Assessments, ensuring results are documented appropriately, are actionable and are defensible to third party review
  • Conduct targeted risk assessments on areas of highest residual risk to identify opportunities for control enhancement and risk mitigation
  • Map operational processes in complex parts of the business, overlay controls and work with process owners to identify enhancements and efficiencies
  • Participate in firmwide projects to identify, assess, and manage risks related to delivery of the IB business model
  • Build and monitor Key Risk Indicators, escalating changes to the risk profile to risk owners including breaches of risk appetite limits, and identifying remedial strategies to bring exposures within tolerance
  • Conduct root cause analysis on events/incidents and agree on control enhancements with process owners
  • Conduct analysis on the operating model - risks and controls - at the request the Head of Operational Risk or the Chief Risk Officer
Interactive Brokers

1,001-5,000 employees

Multinational brokerage firm
Company Overview
IBKR is on a mission to transform how millions of people trade around the globe. The company operates the largest electronic trading platform in the US by number of daily active users.
  • Competitive Pay with discretionary bonus packages which include company stock grants
  • Comprehensive Health Plans that include extensive Vision, Dental and Prescription coverage
  • Daily Lunch Allowance
  • 401K Retirement Savings Plan (generous company match)
  • Wellness Incentives
  • Flexible Spending Accounts
  • Paid Personal Time and Sick Leave