Full-Time

Capital Markets Regulatory Change – Consultant/Senior Consultant

Posted on 4/16/2025

Capco

Capco

5,001-10,000 employees

Management consultancy for financial and energy sectors

No salary listed

Mid, Senior

Company Historically Provides H1B Sponsorship

Dallas, TX, USA

Category
Legal
Risk & Compliance
Legal & Compliance
Required Skills
Fixed Income Securities
Requirements
  • Expertise in the capital markets domain with front to back knowledge of organizations (e.g. Front Office, Middle Office, Risk – Operations/Market/Credit, Operations – including Cash & Collateral Management/Clearing & Settlement, Technology, Finance, and Compliance) to be able to face off to key stakeholders with strong credibility
  • Key areas of product knowledge to include OTC derivatives, Fixed Income and Equities
  • An understanding of the key market, global and regulatory drivers shaping the industry and an ability to articulate these by way of opportunities for consulting firms to support the industry
  • In-depth experience gained in either consulting or industry with exposure to shaping and delivering significant programs. Key areas of interest include regulatory-driven change, operating model analysis and design to support functional consolidation and integration, and architecture simplification
  • Experience of working within or driving multiple, diverse and complex client programs and having accountability for managing deliverables and/or resources/teams
  • Self-starter and strong team player
  • Strong interpersonal & written communication skills
  • Strong problem-solving skills and an analytical mind-set
  • Demonstrable expertise in building and leveraging relationships
  • The ability to present to a wide range of stakeholder from AVP to senior MDs
  • To balance client delivery and supporting development of new client opportunities or market propositions with the Capital Markets and Regulatory leadership team
Responsibilities
  • Work across all types of financial institutions in the market to support them navigate and deliver against key regulatory objectives
  • Compliance within regulatory obligations against tight deadlines
  • Addressing post implementation issues and Day 2 enhancements
  • Support the delivery of new business opportunities
  • Deliver as part of a long-term strategic partnership with clients

Capco offers management and technology consulting services to the financial services and energy industries, helping clients like banks and insurance companies address strategic and operational challenges. Their team of skilled professionals provides tailored solutions, including digital consulting and technology innovation, to enhance efficiency and drive growth. Capco stands out from competitors by fostering a diverse and inclusive workplace, which they believe leads to more innovative solutions. The company also emphasizes social responsibility through its focus on Environmental, Social, and Governance (ESG) initiatives.

Company Size

5,001-10,000

Company Stage

Acquired

Total Funding

$2B

Headquarters

London, United Kingdom

Founded

1998

Simplify Jobs

Simplify's Take

What believers are saying

  • Collaboration with OpenAI enhances AI-driven solutions for financial services.
  • Partnership with NatWest positions Capco as a leader in financial infrastructure modernization.
  • UK energy practice launch expands Capco's consultancy services and client base.

What critics are saying

  • AI collaboration may expose Capco to ethics and data privacy concerns.
  • UK energy sector expansion faces challenges from fluctuating prices and regulations.
  • ISO 20022 transition with NatWest may encounter technical and operational challenges.

What makes Capco unique

  • Capco combines innovative thinking with deep industry knowledge for financial services.
  • Capco's proprietary PlatformZero offers specialized solutions enhancing client operations.
  • Capco emphasizes diversity, inclusion, and ESG, aligning with modern business values.

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Benefits

Hybrid Work Options

Company News

IFA Magazine
May 1st, 2025
Capco – Fca’S New Ai Testing Service Incredibly Positive But Careful Design Is Key For Success

Charlotte Byrne, Head of Generative AI at financial services consultancy Capco, comments on the FCA’s latest AI announcement and its implications for the UK financial services sector: “The FCA’s live AI testing service is an incredibly positive move for the UK financial services sector, signalling that the FCA is leaning towards a collaborative regulatory environment,  with an appetite towards safe innovation rather than steps to stifle innovation. “Trust in AI is critical as organisations start to roll out scaled AI customer facing products. By providing firms with structured regulatory support, the FCA’s new service will introduce positive guardrails, helping organisations test and benchmark their AI models against key principles like fairness, transparency, and accountability before they reach the market. “It will also help level the playing field, enabling a wider range of firms to innovate responsibly and at pace. For smaller firms that may not have extensive in-house AI expertise or resources, the testing lab offers an opportunity to strengthen governance and build trust with customers and stakeholders. “This isn’t entirely selfless, the lab testing and collaboration with innovators will provide the FCA with valuable insights, from use cases to impact and common challenges to better understand how AI may impact UK financial markets and better prepare for the future. “It’s important the FCA ensures the service remains accessible and genuinely encourages responsible innovation across firms of all sizes. The success of the initiative – and whether it ends up an accelerator rather than a cumbersome and timely process – will depend on the practical support offered and the timeframes the FCA can support given the potential demand

IFA Magazine
Mar 27th, 2025
Fca Strategy Aligns With Uk Growth Agenda, But Clear Success Metrics Still To Emerge – Capco

Michael Shand, Managing Principal at financial services focused technology and management consultancy Capco, comments on the Financial Conduct Authority’s new five-year strategy announcement. “The FCA’s new five-year strategy is firmly aligned with the UK government’s growth agenda, but there could be some additional clarity around success metrics – though that task is made more challenging by factors outside of the FCA’s control, such as macroeconomic factors, competition from other jurisdictions, and the take up and future impact of technology.“While banks and other financial services will welcome the spirit of the FCA’s strategy – a growth focus, proportionate oversight, and an ambition to simplify, reduce or remove reporting obligations – its implications could vary widely in practice.“It is welcome that the FCA is placing consumer outcomes at the heart of the new strategy. It is clearly prioritising greater financial inclusion and resilience through a combination of greater participation in more complex, higher risk investing with a robust approach to protection, for example by cracking down on financial crime.“The FCA has also recognised the power of technology and innovation – from AI to Open Finance – as key enablers. There is a focus both on efficiency – for the FCA and the firms it regulates – and access, including unlocking more sources of funding.“The strategy provides a useful reference point for banks and other financial services firms to assess their priorities and opportunities in line with these themes. However, they will no doubt welcome greater clarity as the strategy translates into the FCAs specific plans and actions

FF News
Mar 14th, 2025
Capco Collaborates With Openai To Enhance Innovation, Drive Efficiencies And Deliver Lasting Benefits To Financial Services Clients

Capco, the global management and technology consultancy, today announced a collaboration with OpenAI, the maker of ChatGPT and frontier AI models such as GPT-4o, GPT-4.5, OpenAI o1 and o3 mini, to accelerate AI’s transformative impact at the world’s top financial institutions. This collaboration combines OpenAI’s cutting-edge innovations with Capco’s financial services domain and GenAI expertise to deliver powerful solutions that help clients achieve transformative results. As part of its GenAI Infused strategy, Capco is leading by example in the adoption and application of GenAI tools and solutions across the financial services industry. Through this collaboration with OpenAI, Capco is further scaling the adoption of ChatGPT across its workforce and pioneering these GenAI tools to accelerate client delivery and execution at scale in real world use cases that are making a difference for our clients

FF News
Mar 14th, 2025
Capco Collaborates with OpenAI to Enhance Innovation, Drive Efficiencies and Deliver Lasting Benefits to Financial Services Clients

Capco, the global management and technology consultancy, today announced a collaboration with OpenAI, the maker of ChatGPT and frontier AI models such as GPT-4o, GPT-4.5, OpenAI o1 and o3 mini, to accelerate AI's transformative impact at the world's top financial institutions.

Consulting.us
Mar 4th, 2025
Capco promotes Chris McNeely to global energy lead and John Janssen to Texas lead

Capco, a financial services and energy sector consulting firm, has promoted Chris McNeely to global lead of its energy practice and John Janssen to head of the Texas market.

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