Full-Time

Compliance Specialist

Confirmed live in the last 24 hours

Solari

Solari

Financial advisory and media platform

Fintech
Financial Services

Mid, Senior

Tempe, AZ, USA

Job is hybrid.

Category
Risk & Compliance
Legal & Compliance
Required Skills
Risk Management

You match the following Solari's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • Strong verbal and written communication skills
  • Well-organized and detailed; ability to multi-task and meet strict deadlines
  • Display diplomacy and tact
  • Ability to collect large amounts of information or data, establish facts and draw valid conclusions
  • Ability to present information in a concise manner
  • Knowledge of applicable Arizona laws, processes and procedures to act professionally and maintain appropriate boundaries with clients and staff
  • Ability to report as scheduled to work, meetings, training, and job-related activities prepared and as scheduled
  • Ability to consistently demonstrate compassion and meet people with compassion; Effort, every interaction deserves my best effort; and Ownership, which drives the company's success
  • Maintains an open and accepting mindset by being an active learner, participating in discussions with others, trying new approaches and ideas, and being self-aware and self-reflective for continual personal, professional and leadership growth.
Responsibilities
  • Conducts a full review of behavioral health records being released to external stakeholders
  • Processes records requests in accordance with HIPAA law
  • Orchestrates and participates in compliance audits/reviews
  • Conducts internal investigations, prepares analyses and recommends course of action
  • Suggests areas of improvement based on investigation results
  • Processes data entry for required clinical processes by other departments
  • Responsible for receiving, documenting, and reviewing all reported compliance concerns issues to include but limited to, HIPAA breaches, Conflict of Interests, Fraud Waste & Abuse, and escalating items to the Compliance Officer when necessary
  • Creation of guidelines for best practice of internal procedures
  • Provide education and training to staff regarding compliance
  • Ensure compliance with ethical and empathetic client care through call evaluation
  • Participate in risk management and FMEA with the compliance team
  • Tracks work assignments and issues
  • Other duties as assigned
Desired Qualifications
  • 3-5 years of experience in the field of compliance or behavioral health required
  • Bachelor's Degree in Psychology, Social Work, Counseling, or related field, Preferred: (NOTE: A comparable combination of education/experience and/or training will be considered equivalent to the education listed above.)

Solari provides financial advisory services and media content focused on independent financial insights and investment strategies. Its main offering, The Solari Report, delivers in-depth analysis and commentary on financial markets and geopolitical trends. Subscribers, which include individual investors and financial professionals, can access a variety of resources such as reports, podcasts, and expert discussions through different membership plans. Solari distinguishes itself from competitors by emphasizing high-quality, independent analysis and offering a comprehensive range of content, including special reports and expert interviews. The company's goal is to empower its subscribers with the knowledge and tools needed to navigate complex financial landscapes.

Company Stage

N/A

Total Funding

N/A

Headquarters

London, Kentucky

Founded

2016

Simplify Jobs

Simplify's Take

What believers are saying

  • Increased demand for independent insights due to market volatility boosts Solari's relevance.
  • Growing interest in subscription-based content aligns with Solari's business model.
  • Rising popularity of podcasts expands Solari's audience reach and engagement.

What critics are saying

  • Competition from free platforms like Seeking Alpha may erode Solari's subscriber base.
  • AI-driven advisory services could attract tech-savvy investors away from Solari.
  • Consumer preference for video content may require Solari to invest in video production.

What makes Solari unique

  • Solari offers in-depth analysis on financial and geopolitical trends through The Solari Report.
  • The platform provides expert discussions and special reports for comprehensive financial intelligence.
  • Solari's subscription model focuses on high-quality, independent financial insights and strategies.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

Unlimited Paid Time Off

Flexible Work Hours

Hybrid Work Options

401(k) Retirement Plan

401(k) Company Match

Wellness Program

Mental Health Support

Gym Membership

Short Term & Long Term Disability

Critical Illness w/free dependents

Critical Illness Spouse

Basic Life Insurance

Voluntary Life, Spouse, Child Insurance

LYRA EAP Program- 25 free sessions for mental health per family member

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