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Regulatory & Legal Operations
Updated on 3/17/2023
San Francisco, CA, USA
Experience Level
Desired Skills
  • Bachelor's degree and minimum of 3 years of project management experience, preferably at a financial institution or FinTech company
  • Bank regulatory experience preferred but not required
  • Detail oriented with excellent interpersonal, written, and verbal communication skills
  • Experience managing cross-functional projects and working with stakeholders across different departments
  • Familiarity with corporate governance processes (Board of Directors, Committees etc.) a plus
  • Experience responding to regulatory exam, subpoena, and litigation requests strongly preferred
  • Notary public in NY or CA preferred
  • Develop detailed project plans to track deliverables associated with regulatory exams and requests for information
  • Assist members of Senior Management in preparing Board and Committee meeting materials, including presentations and associated reporting
  • Track key corporate governance activities, including required Board & Committee reviews to ensure timely approvals and documentation
  • Maintain schedules of key regulatory and corporate governance-related meetings
  • Work with the Legal Department to ensure organization of key legal documents, including contracts and associated materials
  • Coordinate subpoena responses and litigation deliverables under supervision of Legal Department
  • Support key governance processes, including the Bank's New Products Program and Third-Party Risk Management Program, as needed
  • Maintain organized documentation related to client and supplier relationships and regulatory interactions and requests

51-200 employees

Fintech infrastructure services bank
Company Overview
Column is a different type of bank on a mission to enable builders and developers to create incredible financial products and services for their users.