Full-Time

Structured Investments and Annuities Coverage Attorney

Vice President

Confirmed live in the last 24 hours

iCapital Network

iCapital Network

1,001-5,000 employees

Automation platform for alternative investments

Financial Services

Senior

New York, NY, USA

Requirements
  • 4+ years of experience within financial services
  • Strong knowledge of the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA rules
  • Member in good standing of New York Bar or another state or jurisdiction
  • Law firm or in-house experience at a broker-dealer, including supporting a structured product desk, is a plus
  • Strong interpersonal and leadership skills
  • Willingness to learn new topics and work in an evolving business environment
  • Organized and detail-oriented with big picture capability
Responsibilities
  • Negotiate complex agreements with counterparties, including structured investment and annuity product issuers
  • Assess and mitigate legal, regulatory, and reputational risk with respect to product offerings and financial technology services
  • Work closely and collaborate with, and provide advice to, the structured investments and annuities business teams on strategic initiatives and day-to-day matters
  • Analyze cross-border legal and regulatory requirements and provide advice to the business teams on such requirements

iCapital powers the alternative investment marketplace with its class-defining technology and powerful analytical tools, offering end-to-end enterprise solutions and an innovative operating system. The company's secure platform automates and streamlines the complex process of private market investing, providing unrivaled access, technology, and education to incorporate alternative assets into core portfolio strategies for financial advisors, wealth managers, and asset managers worldwide.

Company Stage

Series C

Total Funding

$717.3M

Headquarters

New York, New York

Founded

2013

Growth & Insights
Headcount

6 month growth

12%

1 year growth

17%

2 year growth

74%

Benefits

COmprehensive benefits package - Salary, Equity, Annual Performance Bonus, Employer Matched Retirement Plan

Generally Subsidized Healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling

Unlimited PTO

Parental Leave