Facebook pixel

Marketplace Supervisory Principal
Posted on 12/23/2022
Charlotte, NC, USA
Experience Level
  • Series 7, 63, & 24 (minimum)
  • Advanced degree with 10+ years of relevant experience in broker-dealer operations
  • Strong management skills, ability to work with multiple internal & external stakeholders, and clear communication using plain language
  • Interest in blockchain with professional experience preferred but not required
  • Data focused individual who is confident and comfortable advising senior leadership on best practice
  • High degree of intellectual curiosity - needs evolve rapidly
  • Ability to thrive in a fast-paced startup environment and practice independent judgment to plan, prioritize, and organize a diversified workload
  • Learn all operational processes across Marketplace and understand how they connect
  • Become the subject matter expert on the regulatory risk in each and every process
  • Insert yourself into every solution
  • Mindfully consider product roadmaps and engineering deliverables for future deployment
  • Document and articulate needs to leadership in an organized and timely manner
  • Ensure all solutions demonstrate Pareto Improvement across three time horizons: immediate need, short term goal, and long term vision
  • Drive and take ownership of our team's culture to include diversity, equity, & inclusion, entrepreneurship, exceptional performance, mutually supporting teamwork, ethical decision making, and leadership in the face of adversity

201-500 employees

Blockchain-based lending & financial services
Company Overview
Figure's mission is to transform financial services through blockchain, bringing speed, efficiency, and savings to both consumers and institutions.
  • Health & wellness - Figure pays 100% of premium costs for employees and dependents for medical, dental, and vision insurance (with the exception of costs associated with the buy-up medical plan.)
  • Continuing education - Figure will reimburse eligible employees for approved continuing education that either offers growth in an area related to his or her current position or that may lead to promotional opportunities.
  • Flexible time off - We offer 10 company-wide holidays plus one personal holiday, generous Flexible Time Away (FTA), Paid Time Off (PTO), and Paid Parental Leave.
  • Bonus & stock options - Figure’s Bonus Plan recognizes and rewards eligible employees’ efforts and contributions. Eligible employees are also granted an option to purchase a set number of shares of Figure’s common stock.
Company Core Values
  • Transparent
  • Entrepreneurial
  • Positive
  • Mission Driven