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Senior Analyst, Compliance Testing
Posted on 3/8/2022
San Francisco, CA, USA
Experience Level
Desired Skills
  • Bachelor's degree
  • Broad knowledge of financial products, markets, and laws and regulations, including consumer regulations such as TILA, ECOA, and UDAAP
  • Excellent critical thinking, presentation, written communication, time management, and analytical skills
  • Integrity, motivation, intellectual curiosity, and enthusiasm
  • Knowledge of Microsoft Word and Excel
  • Compliance, auditing, testing, legal, or regulatory/law enforcement experience
  • Experience in the financial services industry, either working for an lender, investor, marketplace platform, law firm, or regulator
  • Understanding of consumer-facing regulations, information technology systems, and standard system implementation methodologies
  • Execute scheduled regulatory compliance focused testing across all lines of business
  • Propose methods of testing innovation discussed and agreed with a team leader
  • Gather data, perform analyses, and document results
  • Identify potential compliance, conduct and reputational risks, and effectively escalate to appropriate individuals
  • Multi-task work on several different reviews with different individuals at the same time
  • Leverage strong communication skills to interact with Compliance and business senior management
  • Team with colleagues across the country to share findings and refine processes

201-500 employees

Personal loans, cards and rewards checking
Company Overview
Upgrade's goal is to offer their users more value and a better experience than they receive from their traditional bank.
Company Values
  • Create - Drive innovation, try something new, build great products and deliver amazing experiences to our customers.
  • Learn - Join a diverse work environment that promotes constant learning, testing and discovery together.
  • Impact - Make a difference in the lives of millions of people by empowering them with knowledge and access to affordable credit.