Private wealth advisor Ricardo Baptiste has rejoined Ameriprise Financial in Plantation, Florida, after six years at Raymond James. He returns to Ameriprise's independent channel with $193 million in client assets. Baptiste spent 23 years at Ameriprise before leaving in 2020. He cited its financial planning capabilities, technology, and a leadership team that values independent advisors. His practice, Wealth Investment Group, includes Financial Planning Assistant Zachary Rosen and Client Service Specialist Josie Felix. Ameriprise says about 1,700 experienced advisors have joined the firm in the last five years.

Experienced advisor with over $190 million in assets returns to Ameriprise citing Financial Planning capabilities, technology and a vision for advisor growth. Ricardo Baptiste rejoins Ameriprise after spending six years at Raymond James Published on 11/03/2026 at 12:09 pm EST Business Wire Private wealth advisor Ricardo Baptiste, CFP(R), has rejoined Ameriprise Financial, Inc. (NYSE: AMP) in Plantation, Fla., after six years with Raymond James. Baptiste, who spent 23 years at Ameriprise before moving to Raymond James in 2020, returns to Ameriprise's independent channel with $193 million in client assets. His practice, Wealth Investment Group, includes Financial Planning Assistant Zachary Rosen and Client Service Specialist Josie Felix. "My experience away reinforced what I value about Ameriprise and what's important to me in a long-term partner for my practice," said Baptiste. "I knew I needed a firm that shared my commitment to comprehensive financial planning, independence, advisor success, and an elevated client experience. Ultimately, those priorities brought me back to Ameriprise, where I spent more than two decades building my practice and helping clients achieve their financial goals." "The firm's financial planning capabilities, technology and resources were also important factors in my decision to return, along with a leadership team that values independent advisors and listens to their perspectives," Baptiste added. "We're excited to leverage Ameriprise's resources and collaborative culture to continue growing our practice, enhance the client experience and build on the positive feedback we've already received from clients during the transition." Baptiste's practice is supported locally by Franchise Field Vice President Sabrina Sabate and Regional Vice President Michael Barker. "When accomplished advisors like Ricardo choose to return to Ameriprise, it reinforces what makes our firm distinctive," said Sabate. "We combine industry-leading financial planning capabilities with a culture that supports advisor growth and puts clients at the center of everything we do. We're excited to help Ricardo build on the success he's already achieved." Ameriprise has continued to attract experienced, productive financial advisors, with approximately 1,700 joining the firm in the last 5 years.[1] To find out why experienced financial advisors are joining Ameriprise, visit ameriprise.com/why. About the Ameriprise Ultimate Advisor Partnership The Ameriprise Ultimate Advisor Partnership offers a differentiated experience for advisors that helps them accelerate growth while delivering an excellent client experience. Combined with the company's culture of support and independence, the Ultimate Advisor Partnership enables advisors to scale their businesses, deepen client relationships and drive referrals for future growth. About Ameriprise Financial At Ameriprise Financial, we have been helping people feel confident about their financial future for more than 130 years[2]. With extensive investment advice, global asset management capabilities and insurance solutions, and a nationwide network of more than 10,000 financial advisors, we have the strength and expertise to serve the full range of individual and institutional investors' financial needs. | [1] Ameriprise Financial 2025 10-K | | [2] Company founded June 29, 1894 | | Ameriprise Financial cannot guarantee future financial results. | | Ameriprise Financial Services, LLC is an Equal Opportunity Employer. | | Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP(R), CERTIFIED FINANCIAL PLANNER(R), and CFP(R)(with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks. | | Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value. | | Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser. | | Securities offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC. | | (C) 2026 Ameriprise Financial, Inc. All rights reserved. | View source version on businesswire.com: https://www.businesswire.com/news/home/20261103463800/en/ (C) Business Wire - 2026

Ameriprise Financial met Wall Street's revenue expectations in the third quarter, with sales up 7.2% year on year to $5.08 billion. Adjusted earnings of $11.26 per share fell 4.3% short of analyst estimates, and operating margin slipped to 37.2% from 38.6%. Revenue per advisor rose 13% to a record. The company credited technology adoption and organic growth, and said AI tools give advisors over 30 more hours of capacity a week. It onboarded about 260 Huntington Bank advisors with $28 billion in assets, its largest institutional deal to date. Ameriprise also announced a new $5.5 billion share repurchase authorisation. Management plans to expand AI-powered meeting preparation and service tools in 2027.