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Independent securities firm regulator
Finra’s mission is to protect investors and safeguard market integrity in a manner that facilitates vibrant capital markets. The company is committed to ensuring the integrity of America’s financial system by writing and enforcing rules, examining firms for compliance, fostering market transparency, and also educating investors.
Company Core Values
- Collaboration: We are a diverse team that works closely together and with all of our stakeholders.
- Expertise: We are skilled professionals working within a complex and ever-evolving brokerage industry.
- Innovation: We are forward-thinking, embrace change and leverage leading-edge technology.
- Responsibility: We are good stewards of the public trust and our resources, act with fairness and transparency, and hold ourselves accountable to high standards.