Full-Time
Compliance Product Director
ICRM Markets, Structure Products & Derivatives
Posted on 3/4/2025
Citigroup
10,001+ employees
Global financial services and banking solutions
Compensation Overview
$170k - $300k/yr
Senior, Expert
New York, NY, USA
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- Structure Products/Derivatives Compliance experience
- Highly motivated, strong attention to detail, team oriented, organized
- Excellent written, verbal and analytical skills
- Strong communication and interpersonal skills; strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
- Ability to interact and communicate effectively with senior leaders
- Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls
- Experience in the design and implementation of Compliance programs
- Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques; structure potential solutions; drive to resolution with senior stakeholders
- Ability to influence and lead people across cultures at a senior level using sound judgment and successful execution, understanding how to operate effectively across diverse Business/Function
- Experience with and previous exposure to internal or external control functions and regulators
- Ability to challenge Business/Function management and escalate issues when appropriate
- Strong track record of effectively assessing and managing competing priorities
- Comfortable navigating complex, highly-matrixed organizations
- Comfortable acting as an agent for positive change with agility and flexibility
- Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views
- Strong presentation and relationship management skills are essential
- Subject matter expertise in area of focus
- Providing equities, options and structured products compliance coverage to an assigned function/business/product
- Directing the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
- Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings
- Providing oversight and guidance over the assessment of complex issues, structures potential solutions and drives effective resolution with other stakeholders
- Representing Citi on critical regulatory matters as required
- Supporting the function/business/product in performing timely compliance reviews of new transactions and/or products
- Managing ICRM initiatives as required, such as the implementation of new Compliance systems, controls, and related project management work efforts
- Assisting in the development and administration of Compliance training for the assigned function/business/product
- Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the function/business/product
- Analyzing and scoping the impact including applicability of new and complex regulatory developments across the assigned function/business/product, including cross-border impact
- Assisting in the establishment of ICRM policies, procedures and controls to comply with these new or changed laws and regulations
- Mentoring and developing junior staff
- Participating in industry groups and trade association working groups or other forums
- Additional duties as assigned
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets
- Related certifications desirable
- Advanced degree a plus
Citigroup provides a variety of financial services to individuals, businesses, and governments around the world. Its offerings include consumer banking, credit, corporate and investment banking, securities brokerage, and wealth management. The company operates in over 160 countries, allowing it to facilitate cross-border transactions and serve a diverse clientele. Citigroup's products work by leveraging its extensive global network and technology to provide efficient banking solutions, generating revenue through interest on loans, service fees, trading, and investment management. What sets Citigroup apart from its competitors is its strong focus on sustainability and social responsibility, as demonstrated by its investments in environmental, social, and governance (ESG) initiatives. The company's goal is to create a positive financial and social impact while achieving growth and profitability.
Company Size
10,001+
Company Stage
IPO
Headquarters
New York City, New York
Founded
1812
Simplify's Take
What believers are saying
- Citi's leadership in debt syndication strengthens its position in corporate banking.
- Investments in AI and machine learning enhance risk management and fraud detection capabilities.
- Partnerships with fintechs like Validis modernize business lending and improve decision-making.
What critics are saying
- Competition from fintechs like Nammu21 threatens Citi's traditional banking services.
- Alternative funding platforms like Capital on Tap may divert clients from Citi.
- Rapid growth of DeFi platforms challenges traditional banking models, requiring adaptation.
What makes Citigroup unique
- Citi's global presence in over 160 countries sets it apart from competitors.
- Strong focus on ESG initiatives enhances Citi's reputation and attracts socially conscious investors.
- Technological innovation in digital banking solutions boosts customer engagement and satisfaction.
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Benefits
Health Insurance
Dental Insurance
Vision Insurance
Life Insurance
Disability Insurance
401(k) Retirement Plan
401(k) Company Match
Wellness Program
Paid Vacation
Paid Sick Leave
Paid Holidays
Growth & Insights and Company News
6 month growth
↑ 0%1 year growth
↓ -5%2 year growth
↓ -5%With fully automated technology, Nammu21 streamlines loan operations, improves productivity by eliminating the inefficiencies of manual inputs across legacy operating systems
New York-listed Danaos Corporation has signed a syndicated loan amounting to US$850 million for the financing of 14 containerships being built in Chinese yards.
Capital on Tap has secured major funding facilities for its card totalling £750 million to fuel expansion and support for small businesses
Proxymity has secured $26 million in additional growth funding from existing investors, including BNP Paribas, BNY, Citi, Clearstream, Computershare, J.P. Morgan, and State Street. This funding supports Proxymity's innovative technology in proxy voting and shareholder communications. The capital will enhance technology and support geographic expansion. Investors express confidence in Proxymity's potential and its impact on transparency and efficiency in investor communications.
In December, Innvierte, promoted by CDTI Innovación, invested €171 million in 16 co-investments and two investment vehicles. Notably, Anaconda BioMed received a €3.6 million commitment from CDTI Innovación, alongside other investors, to enhance its advanced catheter systems for ischemic stroke treatment. Additionally, CDTI committed €10 million to Oncomatryx Biopharma and €1.734 million to Payload Aerospace.