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Northern Trust

Global wealth management and asset servicing

Financial Advisor

Wealth Management & Financial AdvisoryConfirmed live in the last 24 hours
Full-timeDenver, CO, USA$95.6k - $162.4k

About the Job

Requirements

  • A minimum of 5 years of securities industry and sales experience.
  • Broad-based knowledge of securities products.
  • A Series 7 and Series 66 license, or Series 63 and Series 65 licenses.
  • Ability to travel as required.

Responsibilities

  • Consult with clients to identify their goals, objectives, and risk appetite, then provide solutions and strategies aimed at accomplishing those goals.
  • Work in a team environment to identify and develop clients and prospects compatible with Northern Trust target profiles.
  • Use broad knowledge of investment markets and terminology to inform and educate clients and partners about strategies, particularly concentrated positions.
  • Collaborate with NTSI traders to support excellent execution.
  • Participate in team discussions to develop and implement investment strategies and solutions that maximize sales efforts.
  • Document client notes and interactions thoroughly in Salesforce so the advisory team is informed and up to date.
  • Monitor markets and information sources to make timely strategy decisions for clients and partners.
  • Participate in ongoing training and meeting initiatives.
  • Set personal sales goals and a business plan with the manager based on experience and product knowledge.
  • Provide a high level of client service.
  • Operate independently with in-depth knowledge of the business unit or function.
  • Provide comprehensive, in-depth consulting and leadership to the team and partners as a subject-area expert.
  • Carry out activities that are large in scope, cross-functional, and technically difficult.
  • Balance operational execution and development with execution of the business function's strategic direction.
  • Conduct preliminary analysis.
  • Interact directly with different committees and/or management.
  • Develop, implement, and administer programs within functional areas.

Desired Qualifications

  • Expertise in options.
  • A professional designation such as CFP.

About the Company

Northern Trust

Global wealth management and asset servicing

Preparing company summary.

Company size
10,001+
Company stage
IPO
Headquarters
Chicago, IL
Founded
1889

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