BNY

Safeguards and moves assets for investors

Vice President of Control

Internal Audit & ControlsConfirmed live in the last 24 hours

Full-time$69k - $140kIn-person

About the Job

Requirements

A bachelor's degree in Finance, Business Administration, or a related field is required.
Five to ten years of experience is required.
Strong analytical and problem-solving skills, including the ability to interpret complex data, are required.
The ability to communicate and engage effectively with stakeholders is required.
The ability to manage multiple priorities and meet deadlines is required.

Responsibilities

Develop and implement control frameworks using expertise in risk assessment and management.
Leverage the Platform control inventory (RCSA), ensure alignment with internal policies, regulatory requirements such as SOX, and industry best practices, and amend controls as needed following operating risk events.
Partner with the Platform Leadership Team, including Product Managers, Engineering, Operations, and Corporate partners, to ensure Pod development work aligns with the Risk and Control Framework.
Lead root-cause analyses for control failures or near-misses, and develop and execute action plans to permanently remediate issues.
Collaborate with stakeholders to identify improvement opportunities and drive initiatives to enhance control processes.
Escalate significant control deficiencies or emerging risks to the Platform Control Lead and senior stakeholders, and drive timely remediation.
Execute control testing in high-risk areas to assess the design and effectiveness of internal controls.
Prepare clear, concise reports and presentations for senior management that summarize control health, trends, and improvement initiatives.
Promote continuous improvement and innovation by staying current with industry trends and best practices.

Desired Qualifications

An advanced degree or certification, such as CPA or CIA, is preferred.

We’re seeking a future team member for the role of Vice President, Controlto join our Depositary Receiptsteam. This role is located in Lake Mary FL.

In this role, you’ll make an impact in the following ways:

Develop and implement control frameworks by leveraging expertise in risk assessment and management.
Leverage the Platform control inventory (RCSA), ensuring it aligns with internal policies, regulatory requirements (e.g., SOX), and industry best practices; amend controls as required off the back of operating risk events.
Partner with Platform Leadership Team consisting of Product Managers, Engineering, Operations and Corporate partners to ensure Pod development work aligns with our Risk and Control Framework.
Lead root-cause analyses for control failures or near-misses, developing and executing action plans to permanently remediate issues.
Collaborate with stakeholders to identify potential areas of improvement and drive initiatives to enhance control processes.
Escalate significant control deficiencies or emerging risks to the Platform Control Lead and senior stakeholders and drive timely remediation.
Execute control testing on areas of high risk to assess the design and effectiveness of internal controls.
Prepare clear, concise reports and presentations for senior management, summarizing control health, trends, and improvement initiatives
Champion a culture of continuous improvement and innovation by staying abreast of industry trends and best practices.

To be successful in this role, we’re seeking the following:

Bachelor's degree in Finance, Business Administration, or a related field. - Advanced degree or certification (e.g., CPA, CIA) preferred.
5-10 years of experience.
Strong analytical and problem-solving skills, with the ability to interpret complex data.
Excellent communication and interpersonal skills to effectively engage with stakeholders.
Proven ability to manage multiple priorities and meet deadlines.

Base Salary Min: 69000

Base Salary Max: 140000

About the Company

BNY

Safeguards and moves assets for investors

BNY safeguards financial assets and runs investment services for institutions, investment firms and wealthy clients around the world. Its custody business keeps clients' securities safe and handles the records and transactions needed to administer investment funds. Banks and brokers use its systems to settle trades, manage collateral and send payments, while its investment and wealth businesses manage portfolios and advise clients. It earns servicing and management fees as well as interest on loans and securities funded by client deposits. BNY traces its roots to the Bank of New York, founded by Alexander Hamilton in 1784, and is headquartered in New York City.

Company size: 10,001+
Company stage: IPO
Headquarters: New York City, New York
Founded: 1784

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