Ernst & Young

Global professional services: consulting, assurance, tax

Financial Institution Regulatory Compliance Consultant - FI Regulatory Compliance Service

Regulatory Compliance & Ethics +1Updated on Nov 14

Full-timeTaipei City, TaiwanNo salary listedIn-person

About the Job

Requirements

Ability to analyze and solve problems, with strong oral and written communication skills.
Ability to work independently and collaboratively in a team.
Good time-management skills and ability to complete deliverables by deadlines while maintaining quality.
Curiosity about exploring new fields and ability to develop solutions in a rapidly changing environment.
Interest in compliance issues and the consulting industry.

Responsibilities

Work closely with project managers on project planning and execution, building project-management capabilities.
Monitor project progress, proactively identify risks, and track key issues.
Assist with client communications about contract terms and complete internal and external approval processes.
Participate in financial-industry compliance projects and deliver high-quality work, including anti-money laundering, counter-terrorist financing and counter-proliferation financing; financial and trade sanctions; compliance risk management and oversight frameworks; ISO 37301; anti-bribery and corruption; ISO 37001; integrity management; FATCA and CRS; virtual-asset business and internal-control consulting for financial institutions and virtual-asset service providers; business licensing applications; and enterprise risk management.
Conduct document reviews, onsite visits, and sample testing for compliance reviews, audits, or tests.
Prepare professional audit and review reports and propose practical improvement recommendations.
Organize applicable regulations and client internal materials.
Use tools to create visualized charts and executive-management presentations, and apply technology such as AI tools to improve delivery efficiency and innovation.
Maintain the compliance knowledge base and share current regulatory trends and practical perspectives with the team.
Research domestic and international regulations, international standards, and industry best practices on important topics.
Contribute to developing points of view, external knowledge sharing, market activities, and new business support.
Work under the counselor mentoring system and receive guidance and career-development advice.

Desired Qualifications

Domestic or international certifications in compliance, anti-money laundering, internal control, corporate governance, or risk management.

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all.

Job Description
加入我們，你將與橫跨金融業與顧問領域的頂尖專家合作，服務多家代表性金融機構。在扁平化組織與專屬導師的帶領下，快速站上服務大型金融機構的第一線，實際參與關鍵合規專案。你不僅能即時掌握全球與臺灣最新的合規趨勢，更將融合法律、金融、風險與科技知識，打造具市場競爭力的跨領域專業實力。

1. 專案管理與執行

(1) 與專案經理密切合作，參與專案規劃與執行，逐步培養專案管理能力，為未來獨立管理專案奠定基礎。

(2) 掌握專案進度、主動辨識風險並追蹤關鍵議題，累積顧問實務經驗。

(3) 協助與客戶溝通合約條款及完成內外部簽核流程，培養商業溝通與客戶管理能力。

(4) 實際參與金融業合規專案，依專案需求交付高品質成果，涵蓋領域包括：

- 防制洗錢、打擊資恐及資武擴

- 金融與貿易制裁

- 法令遵循風險管理及監督架構、ISO 37301 - 反賄賂貪腐、ISO 37001 - 誠信經營

- 外國帳戶稅收遵從法(FATCA)及金融機構執行共同申報及盡職審查作業辦法(CRS)

- 金融機構及虛擬資產服務業之虛擬資產業務和規及內控諮詢

- 業務許可申請

- 企業風險管理(ERM)

2. 合規檢視、查核或測試：

(1) 執行書面審查、現場訪查及抽樣測試，深入理解金融機構運作與合規實務。

(2) 產製專業查核／檢視報告，並針對問題提出具體可行的改善建議。

(3) 從實作中強化法令解釋與風險判斷能力，建立專業顧問判斷力。

3. 資料整理與解決方案：

(1) 協助整理適用法規及客戶內部資料，培養系統化分析與問題解決能力。

(2) 運用工具製作視覺化圖表與高階管理簡報，提升策略溝通能力。

(3) 結合科技應用（如 AI 工具），提升交付效率與創新能力。

4. 知識管理與團隊共學：

(1) 維護法遵專業知識庫，累積並傳承實務經驗，加速個人專業成長。

(2) 與團隊定期交流最新法規趨勢與實務觀點，持續精進專業深度。

(3) 在導師(Counselor)制度下，獲得即時指導與職涯發展建議。

5. 支援市場活動及新業務：

(1) 針對重要議題，蒐集與分析國內外法規、國際標準及產業最佳實務。

(2) 參與觀點發展、對外分享與市場活動，逐步建立個人專業品牌。

(3) 接觸前沿議題，強化產業敏銳度與策略思維。

Job Conditions
1. 具備分析並解決問題的能力，口語及文字溝通能力強。

2. 具備獨立作業及團隊協作之能力。

3. 時間管理佳，能於期限內完成交付事項並保持工作品質。

4. 對探索新領域保持好奇心，可因應快速變動之外在環境發展解決方案。

5. 對於法令遵循議題及顧問產業具備熱忱。

6. 具法令遵循、防制洗錢、內部控制、公司治理或風險管理領域之國內外證照尤佳。

若您對本職務有興趣，請一併於 104 人力銀行職缺頁面投遞履歷：https://www.104.com.tw/job/934et?jobsource=google

EY | Building a better working world

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.

Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate.

Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.

About the Company

Ernst & Young

Global professional services: consulting, assurance, tax

EY (Ernst & Young) provides professional services at a global scale, offering consulting, assurance, tax, and transaction advisory services. It serves clients across industries such as technology, media, real estate, hospitality, and construction. Instead of selling a single product, EY works with clients through tailored engagements where cross-disciplinary teams analyze challenges, design strategies, perform audits, help with tax planning, and assist with mergers or divestitures. What sets EY apart is its worldwide reach and integrated service model, industry-specific expertise, and focus on responsible business practices like sustainability, cybersecurity, and workforce flexibility. EY’s goal is to help organizations improve performance, manage risk, and achieve sustainable growth while building a better working world.

Company size: 5,001-10,000
Company stage: Not listed
Total funding: Not listed
Headquarters: Boston, MA
Founded: 1991

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