U

UBS

Investment bank and wealth, asset manager

Market Executive

Wealth Management & Financial AdvisoryConfirmed live in the last 24 hours
Full-timeLos Angeles, CA, USANo salary listedIn-person

About the Job

Requirements

  • Ideally have 12–15 years of experience with a leading financial institution and proven leadership experience in the industry.
  • Hold FINRA Series 7, 66, 9, and 10 registrations, and Series 3 where applicable.
  • Hold a life and health insurance license.
  • Be able to explore AI applications in workflows with sound judgment, validate outputs, and align use with policies, risk standards, and ethical requirements.

Responsibilities

  • Develop the strategic direction and relevant business model for the area of responsibility, including implementation and development of key goals, targets, and priorities.
  • Serve as a role model and create a positive team identity by leading, inspiring, and guiding others toward a vision that builds Market capabilities.
  • Evaluate and mitigate risk, ensuring compliance with applicable regulations alongside financial targets.
  • Analyze local market conditions and support decision-making processes.
  • Coach Market Directors, Financial Advisors, and other team members, and ensure appropriate training and development using results-oriented measurement and transparent communication.
  • Monitor and resolve escalated issues in collaboration with partners, including financial, reputational, compliance, supervisory, operational, and human resources governance risks.
  • Partner with the management team to manage day-to-day activities.
  • Lead the Los Angeles Market team, managing branch managers and financial advisors across the market and coaching them on all aspects of their roles.

Desired Qualifications

  • Be motivated, self-directed, and driven.
  • Be skilled at creating a positive business culture.
  • Be results-oriented and assertive, including being willing to address challenging situations.

About the Company

UBS

Investment bank and wealth, asset manager

UBS provides wealth management, asset management, investment banking, and private banking services to private, corporate, institutional, and retail clients worldwide. It offers advisory and investment products for wealth and asset management, as well as lending and banking services in Switzerland. Its investment bank handles advisory, underwriting, and sales and trading across equities, fixed income, rates, and foreign exchange. UBS differentiates itself by delivering a globally integrated suite of financial services across multiple client types and asset classes, combining private banking with large-scale investment banking and asset management to generate fees, interest, and trading income. Its goal is to help clients grow and protect wealth while maintaining diversified, profitable revenue streams.

Company size
10,001+
Company stage
IPO
Headquarters
Zurich, Switzerland
Founded
1998

Recently Posted Jobs

Explore more opportunities at UBS

See more jobs