Zeal Group

Multi-asset trading technology group

Compliance Associate

Financial Crime & AMLConfirmed live in the last 24 hours

Full-timeHong KongNo salary listedIn-person

About the Job

Requirements

A Bachelor's degree in Legal, Finance, Accounting, Business, or a related discipline is required.
At least one year of compliance experience is required.
Strong responsibility, attention to detail, and ability to work independently are required.
Good written and spoken communication skills in English, Mandarin, and Cantonese are required.

Responsibilities

Conduct Customer Due Diligence for new customer onboarding in compliance with regulatory and internal requirements, and maintain KYC documentation and information properly.
Verify identity documentation and legal ownership structures, and assess the nature of business activities during onboarding and periodic reviews.
Perform initial name screening against sanctions lists, PEP databases, and adverse media using screening tools.
Monitor client transactions daily using compliance tools to identify suspicious patterns, potential structuring, or unusual behavior.
Review and clear routine alerts, draft Suspicious Activity Reports, and support regulatory filings.
Conduct end-to-end risk reviews, due diligence screenings, and risk rating assessments for clients, vendors, and counterparties across onboarding and ongoing monitoring cycles.
Maintain records of vendor risk profiles and control deficiencies.
Assist with updating compliance manuals, tracking employee compliance training completion, and implementing new regulatory updates.
Gather supporting documents and workpapers for internal audits and regulatory inquiries.
Provide general administrative support to the Compliance Department as needed.

Desired Qualifications

Relevant working experience in CDD, KYC, and AML compliance within financial institutions is highly advantageous.
Immediate availability is highly preferred.

Compliance Associate

Zeal Group · Hong Kong, Hong Kong · Full-time · Posted 2026-08-17

Workplace: on_site

Department: Compliance

Description

About us

An award-winning Fintech organization with a dedicated team of 400+ professionals across the globe. With more than 15 offices across the world, we are a people centric company which prides itself on being product oriented for customer success. As we continue the journey of scaling up our business, we are passionate about expanding our multicultural and diverse workforce.

We can offer excellent opportunities to develop your career path and provide you with the tools and support to be successful in your journey with us.

Zeal group of companies (collectively Zeal Group) is a business portfolio comprising regulated financial institutions (trading as ZFX) and fintech companies specializing in multi-asset liquidity solutions in regulated markets backed by proprietary technology, with a presence in all major global locations.

Responsibilities:

Due Diligence & Onboarding Support

Conduct Customer Due Diligence for new customer onboarding in compliance with regulatory and internal requirements, and ensure KYC documentation and information are properly maintained.
Verify identity documentation, verify legal ownership structures, and assess the nature of business activities during onboarding and periodic reviews.
Perform initial name screening against sanctions lists, PEP databases, and adverse media using screening tools.

Transaction Monitoring & Investigations

Conduct daily monitoring of client transactions using compliance tools to identify suspicious patterns, potential structuring, or unusual behavior.
Review and clear routine alerts; draft Suspicious Activity Reports (SARs), and support regulatory filings.

Risk Assessment & Third-Party Management

Conduct end-to-end risk reviews, due diligence screenings, and risk rating assessments for clients, vendors, and counterparties across onboarding and ongoing monitoring cycles.
Maintain records of vendor risk profiles and control deficiencies.

General Compliance Administration & Support

Assist with updating compliance manuals, tracking employee compliance training completion, and implementing new regulatory updates.
Help gather supporting documents and workpapers for internal audits, and regulatory inquiries.
Provide general administrative support to the Compliance Department as needed.

Requirements

Bachelor's Degree in Legal, Finance, Accounting, Business or related disciplined
Minimum 1 year of compliance experience. Relevant working experience in CDD, KYC, and AML compliance within financial institutions is highly advantageous.
Have a strong sense of responsibility, detail oriented and able to work independently
Well-organized, highly adaptable, and detail minded
Good written and spoken communication skills in both English and Chinese (Mandarin and Cantonese)
Immediate availability is highly preferred

Apply

Apply at Zeal Group

About the Company

Zeal Group

Multi-asset trading technology group

Zeal Group operates as a group of regulated financial institutions and trading-technology businesses. It provides multi-asset trading platforms, execution, liquidity, market data, and related services for retail and institutional participants. In practice, technology and commercial teams operate alongside risk, compliance, operations, finance, and customer support. The profile is Zeal Group and avoids implying that trading products are suitable for every user. Roles span software engineering, product, dealing, quantitative work, compliance, sales, marketing, and business operations.

Company size: 201-500
Company stage: Not listed
Total funding: Not listed
Headquarters: London, United Kingdom
Founded: 2017

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