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eToro

Social trading and copy trading platform

Deputy Chief Compliance Officer - Regulatory

Regulatory Compliance & EthicsUpdated on Nov 12
Full-timeNew York, NY, USA$180k - $220k

About the Job

Requirements

  • Solid experience in a compliance role within a US-regulated financial services firm, such as a broker-dealer, registered investment adviser, fintech, or crypto-asset firm.
  • Strong working knowledge of the US regulatory landscape, including the SEC, FINRA, FinCEN, Bank Secrecy Act and anti-money laundering requirements, the Office of Foreign Assets Control, relevant state-level requirements, and compliance obligations applicable to a FinCEN-registered Money Services Business.
  • Working knowledge of the evolving regulatory framework for digital assets and crypto-asset services.
  • Demonstrable experience managing regulatory examinations and audits, from initial information requests through findings management and remediation.
  • Hands-on experience drafting and maintaining compliance policies and procedures and running compliance monitoring programs.
  • Commercial awareness and business judgment to enable business growth with confidence.
  • Ability to work effectively alongside senior leadership, communicate clearly and authoritatively, and build trust across legal, product, finance, and the wider business.
  • Strong AI literacy, enthusiasm for working in an organization where AI is central to the product and operational model, and comfort engaging directly with AI tools and assessing their regulatory implications.
  • Ability to develop junior team members, build collaborative relationships across the business, and influence without authority.

Responsibilities

  • Support the CCO in discharging obligations across eToro's US-registered entities, act as deputy, and cover the CCO's responsibilities in their absence.
  • Manage regulatory examinations and audits end-to-end, coordinating responses to SEC, FINRA, FinCEN, and other regulatory inquiries, handling information requests, and ensuring the business presents itself effectively.
  • Take primary responsibility for the US compliance policy framework by drafting, maintaining, and implementing current, risk-based policies and procedures suited to a fast-scaling business.
  • Deliver the US compliance monitoring program by designing and executing the annual monitoring plan, tracking and remediating findings, and reporting clearly to the CCO and senior management.
  • Support regulatory reporting obligations, including FINRA filings and SEC reporting requirements, in coordination with the US AML Compliance Officer, who holds primary responsibility for AML/BSA and SAR obligations.
  • Maintain awareness of applicable Money Services Business compliance obligations and support the broader AML/BSA framework.
  • Provide practical, commercially aware compliance guidance to business teams by translating regulatory requirements into clear, actionable guidance.
  • Support development of the regulatory framework for US AI-powered products and features, and help navigate the boundary between information-only services and regulated investment advice.
  • Collaborate with the Group compliance function to maintain consistent approaches, align policy standards, and share best practices across jurisdictions.
  • Contribute to development of the US compliance team by mentoring junior team members and helping build a capable, commercially connected function recognized as a partner to the business.

About the Company

eToro

Social trading and copy trading platform

eToro runs a social trading and investment platform that lets people trade a variety of assets such as cryptocurrencies, stocks, and commodities. Its main feature is copy trading: users can follow successful investors and automatically copy their trades, making it easier for beginners to invest and for experienced traders to reach more followers. The platform combines trading with social elements like profiles and activity feeds, so users can discuss strategies and learn from others. Revenue comes from spreads on trades and account fees, and top traders can earn extra income through the Popular Investor Program. Compared with competitors, eToro differentiates itself with built-in social features, a wide range of tradable assets, and a program that rewards successful contributors, aiming to attract both individual retail traders and institutional investors and expand accessibility to investing.

Company size
1,001-5,000
Company stage
IPO
Headquarters
London, United Kingdom
Founded
2007

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