CITIC CLSA

Asia-focused capital markets and investment group

Analyst – FATCA CRS - Compliance

Regulatory Compliance & EthicsConfirmed live in the last 24 hours

Full-timePune, Maharashtra, IndiaNo salary listedIn-person

About the Job

Requirements

A Bachelor's degree in a relevant discipline is required.
At least 3 years of relevant experience in FATCA and CRS is required.
Strong reasoning and logic skills, with the ability to present thoughts clearly and coherently, are required.
Fluency in English is required.
The ability to multitask and function independently is required.
Proficiency in Word, Excel, and PowerPoint is required.
Interpersonal, communication, and management skills are required.

Responsibilities

Perform due diligence on clients' FATCA and CRS declarations across all business lines.
Perform monthly periodic reviews of existing clients and manage changes in circumstances.
Maintain up-to-date FATCA and CRS forms for CSI group entities in systems and share them with the business as required.
Prepare and submit regulatory reports for CSI group entities.
Maintain high quality, timeliness, and auditability, and demonstrate reasonableness in the thought process.
Implement process-level changes in line with evolving regulations and industry best practices.
Identify and effectively mitigate process risks, and prevent breaches.
Submit proper documentation to various banks for CSI group entities to protect the group from FATCA withholdings.

Key Areas of Responsibilities

Perform Due Diligence on clients FATCA CRS declarations across all business lines
Perform monthly periodic reviews on existing clients and manage changes in circumstances
Maintain CSI group entities up to date FATCA CRS forms on systems and share with business per requirement
Prepare and submit regulatory reports for the CSI group entities
Maintain high quality, timeliness, auditability and demonstrate reasonableness in thought process
Implement process level changes in tune with evolving regulations and industry best practices
Ensure the process risks are identified and mitigated effectively, and prevent breaches
Submit the proper documentation with various banks for CSI group entities to protect group from FATCA withholdings

Requirements

Bachelor’s degree in relevant discipline
Minimum 3 years of relevant experience in FATCA and CRS
Strong reasoning and logic skills, with clear and coherent presentation of thoughts
Fluency in English
Ability to multi-task and function independently
Proficiency in Word, Excel and Power point
Excellent interpersonal, communication and management skills

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About the Company

CITIC CLSA

Asia-focused capital markets and investment group

CITIC CLSA provides capital markets and investment services in Asia and beyond, supporting global institutional investors, corporations, governments, and high-net-worth individuals. The company uses its award-winning research, extensive Asia network, and direct links to China to help clients access and invest in Asian markets. Its team operates across 13 countries in Asia, Australia, Europe, and the Americas, combining local knowledge with international reach. This mix helps clients execute deals, conduct in-depth market analysis, and grow their investment portfolios through China and Asia-focused opportunities. What sets CITIC CLSA apart is its deep regional network and China connections, which contrast with broader global banks and smaller regional firms. The goal is to enable clients to grow by leveraging Asia’s markets and China’s opportunities through expert advisory, research, and execution across the globe.

Company size: 1,001-5,000
Company stage: Not listed
Total funding: $834.9M
Headquarters: Central and Western District, Hong Kong
Founded: 1986

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