Regulatory Paralegal
About the job
- Commit to maintaining confidentiality of client and office information and adhering to sound professional conduct.
- Have strong organizational and time management skills, including the ability to organize self and others.
- Have strong working knowledge of Microsoft Word, Excel, Outlook, and PowerPoint.
- Be familiar with Adobe Pro.
- Communicate detailed and complex information clearly and in a timely fashion, orally and in writing.
- Have strong attention to detail.
- Manage multiple priorities and adjust to changing priorities professionally; work well under pressure, facilitate solutions, and meet deadlines and milestones.
- Work independently and with a team.
- Assume new tasks and responsibilities.
- Have strong analytical and research skills.
- Establish and maintain effective working relationships with colleagues, office and firm management, and outside business partners.
- Learn and use emerging technologies, including artificial intelligence tools, to support and streamline compliance processes and day-to-day workflows.
- Serve as Legal and Compliance Group coordinator for processes such as compliance manual publications, periodic certifications and calendar entries, role-based access controls for confidential and private information, and compliance trainings.
- Create, review, and maintain files and other records relating to regulatory compliance, including attorney work product.
- Create, revise, and maintain forms and databases relating to confidential and private information and transactions.
- Arrange filings, mailings, and service list deliveries with courts, government agencies, and other parties, including filings with the Securities and Exchange Commission and the National Futures Association, generally via online websites.
- Execute or assist in ad hoc projects, including researching points of fact or law, coordinating interdepartmental meetings, and implementing new processes.
- Familiarity with Diligent.
- Familiarity with the Investment Advisers Act of 1940.
- Paralegal training at a top law firm.
About the company
Oak Hill Advisors focuses on credit markets, including high yield, leveraged loans, structured products, distressed investments, and private credit, serving institutional clients worldwide. It uses a rigorous, fundamental, value-based approach with active management and risk controls to identify relative and absolute value while providing downside protection to pursue attractive returns. Fees come from management charges and performance incentives, aligning the firm’s interests with clients, and it has been recognized for responsible investing with the 2023 PDI Responsible Investor of the Year Award Americas. With over 30 years of experience, a cycle-tested approach, and a emphasis on downside protection across credit instruments, Oak Hill aims to deliver strong, risk-adjusted returns for institutional clients across market cycles.
Company Size
501-1,000
Company Stage
Acquired
Total Funding
N/A
Headquarters
New York City, New York
Founded
1991
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Simplify's Take
What believers are saying
- DFSA approved OHA's Dubai branch on June 16, 2026, expanding Middle East access.
- OCREDIT posted a 10.6% annualized distribution rate on March 31, 2026.
- OHA secured new deal flow, including Berkshire and Majesco financings in January 2026.
What critics are saying
- Bloomberg reported March 19, 2026 private-credit skepticism around OHA's retail fund launch.
- OCREDIT distributions fell to $0.60 in Q2 2026 from $0.69 in Q1 2026.
- A severe credit downturn would hit fees, marks, and redemptions across OHA's $112 billion platform.
What makes Oak Hill Advisors unique
- OHA manages $112 billion as of June 30, 2026 across credit strategies.
- Thirty years of credit-cycle experience anchors OHA's value-based, downside-protection investment process.
- OHA launched OCREDIT with T. Rowe Price and opened Dubai office in 2026.
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Benefits
- Health Insurance
- Dental Insurance
- Vision Insurance
- Life Insurance
- Disability Insurance
- Health Savings Account/Flexible Spending Account
- Wellness Program
- Remote Work Options
- Hybrid Work Options